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  • How to Write a Research Proposal | Examples & Templates

How to Write a Research Proposal | Examples & Templates

Published on October 12, 2022 by Shona McCombes and Tegan George. Revised on September 5, 2024.

Structure of a research proposal

A research proposal describes what you will investigate, why it’s important, and how you will conduct your research.

The format of a research proposal varies between fields, but most proposals will contain at least these elements:

Introduction

Literature review.

  • Research design

Reference list

While the sections may vary, the overall objective is always the same. A research proposal serves as a blueprint and guide for your research plan, helping you get organized and feel confident in the path forward you choose to take.

Table of contents

Research proposal purpose, research proposal examples, research design and methods, contribution to knowledge, research schedule, other interesting articles, frequently asked questions about research proposals.

Academics often have to write research proposals to get funding for their projects. As a student, you might have to write a research proposal as part of a grad school application , or prior to starting your thesis or dissertation .

In addition to helping you figure out what your research can look like, a proposal can also serve to demonstrate why your project is worth pursuing to a funder, educational institution, or supervisor.

Research proposal aims
Show your reader why your project is interesting, original, and important.
Demonstrate your comfort and familiarity with your field.
Show that you understand the current state of research on your topic.
Make a case for your .
Demonstrate that you have carefully thought about the data, tools, and procedures necessary to conduct your research.
Confirm that your project is feasible within the timeline of your program or funding deadline.

Research proposal length

The length of a research proposal can vary quite a bit. A bachelor’s or master’s thesis proposal can be just a few pages, while proposals for PhD dissertations or research funding are usually much longer and more detailed. Your supervisor can help you determine the best length for your work.

One trick to get started is to think of your proposal’s structure as a shorter version of your thesis or dissertation , only without the results , conclusion and discussion sections.

Download our research proposal template

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Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We’ve included a few for you below.

  • Example research proposal #1: “A Conceptual Framework for Scheduling Constraint Management”
  • Example research proposal #2: “Medical Students as Mediators of Change in Tobacco Use”

Like your dissertation or thesis, the proposal will usually have a title page that includes:

  • The proposed title of your project
  • Your supervisor’s name
  • Your institution and department

The first part of your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why.

Your introduction should:

  • Introduce your topic
  • Give necessary background and context
  • Outline your  problem statement  and research questions

To guide your introduction , include information about:

  • Who could have an interest in the topic (e.g., scientists, policymakers)
  • How much is already known about the topic
  • What is missing from this current knowledge
  • What new insights your research will contribute
  • Why you believe this research is worth doing

As you get started, it’s important to demonstrate that you’re familiar with the most important research on your topic. A strong literature review  shows your reader that your project has a solid foundation in existing knowledge or theory. It also shows that you’re not simply repeating what other people have already done or said, but rather using existing research as a jumping-off point for your own.

In this section, share exactly how your project will contribute to ongoing conversations in the field by:

  • Comparing and contrasting the main theories, methods, and debates
  • Examining the strengths and weaknesses of different approaches
  • Explaining how will you build on, challenge, or synthesize prior scholarship

Following the literature review, restate your main  objectives . This brings the focus back to your own project. Next, your research design or methodology section will describe your overall approach, and the practical steps you will take to answer your research questions.

Building a research proposal methodology
? or  ? , , or research design?
, )? ?
, , , )?
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To finish your proposal on a strong note, explore the potential implications of your research for your field. Emphasize again what you aim to contribute and why it matters.

For example, your results might have implications for:

  • Improving best practices
  • Informing policymaking decisions
  • Strengthening a theory or model
  • Challenging popular or scientific beliefs
  • Creating a basis for future research

Last but not least, your research proposal must include correct citations for every source you have used, compiled in a reference list . To create citations quickly and easily, you can use our free APA citation generator .

Some institutions or funders require a detailed timeline of the project, asking you to forecast what you will do at each stage and how long it may take. While not always required, be sure to check the requirements of your project.

Here’s an example schedule to help you get started. You can also download a template at the button below.

Download our research schedule template

Example research schedule
Research phase Objectives Deadline
1. Background research and literature review 20th January
2. Research design planning and data analysis methods 13th February
3. Data collection and preparation with selected participants and code interviews 24th March
4. Data analysis of interview transcripts 22nd April
5. Writing 17th June
6. Revision final work 28th July

If you are applying for research funding, chances are you will have to include a detailed budget. This shows your estimates of how much each part of your project will cost.

Make sure to check what type of costs the funding body will agree to cover. For each item, include:

  • Cost : exactly how much money do you need?
  • Justification : why is this cost necessary to complete the research?
  • Source : how did you calculate the amount?

To determine your budget, think about:

  • Travel costs : do you need to go somewhere to collect your data? How will you get there, and how much time will you need? What will you do there (e.g., interviews, archival research)?
  • Materials : do you need access to any tools or technologies?
  • Help : do you need to hire any research assistants for the project? What will they do, and how much will you pay them?

If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

  • Sampling methods
  • Simple random sampling
  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
  • Effect size
  • Poisson distribution

Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement .

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

A PhD, which is short for philosophiae doctor (doctor of philosophy in Latin), is the highest university degree that can be obtained. In a PhD, students spend 3–5 years writing a dissertation , which aims to make a significant, original contribution to current knowledge.

A PhD is intended to prepare students for a career as a researcher, whether that be in academia, the public sector, or the private sector.

A master’s is a 1- or 2-year graduate degree that can prepare you for a variety of careers.

All master’s involve graduate-level coursework. Some are research-intensive and intend to prepare students for further study in a PhD; these usually require their students to write a master’s thesis . Others focus on professional training for a specific career.

Critical thinking refers to the ability to evaluate information and to be aware of biases or assumptions, including your own.

Like information literacy , it involves evaluating arguments, identifying and solving problems in an objective and systematic way, and clearly communicating your ideas.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

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The Demarcation Line Between a Research And Project Proposal

Writing any academic paper often implies submitting a proposal. The form and content of this paper can differ depending on the type of your main paper - whether it's a research or project. The main difference is in the scope of work. The research paper proposal relates to a more serious academic field, whereas projects are mainly assigned in schools and don't have the scientific significance the research paper could have. First, however, we must mention that the project proposal must be written to get the necessary funding.

The difference in academic levels presupposes that the requirements for the research paper proposal are much stricter than those for the project. It's essential that the standard of research paper writing is higher, but we'll anyway mention it here. You can't just choose a topic and research it; writing a proposal where you should state a topic, its importance, and significance is a must. Besides it, a student must review the literature, and the previous research on a chosen topic, provide the evidence and get the approval of the professors' board. In conclusion, we can say that the purpose of both research and project proposals is to get permission to write a paper. The content, format, style, and length of these papers differ, but the purpose is the same.

Here we'll try to cover all the nuances of the project and academic research proposals so that you won't have any questions.

Tips And Hints For Academic Research Proposal Writing

Keep in mind the formatting. There's no point in sharing any tips on formatting your research proposal because we can't know what formatting style you'll be asked to use. It depends either on your professor's requirements or the ones of your department. Even if you think that this or that format isn't suitable for your research proposal, you must unquestioningly follow the rules; otherwise, your professors will reject the proposal.

Each section is entitled. Let's leave aside a title page and move to other sections of your research proposal, such as background, aims, significance, methods, reference page, etc. The information should be placed in proper sections, and each section must have a relevant subheading.

A concise title. A research paper proposal isn't a minor paper, as many students might think. So, every aspect of this paper requires special attention, and the title isn't an exception. You must do everything to make the title of your proposal a short abstract of your research paper. Put the most important words first, and make sure your title is short, concise, and meaningful. If you want to achieve this purpose, write it only after you finish writing all other sections.

Remember about justification. The rationale is a must for you if you want the paper to be accepted by the academic committee. Rationale or justification is your explanation of the reason why you write this paper, what your knowledge gaps it can fill, etc. Please, don't write about the goals you won't achieve just to seem smarter - be realistic. Add some drawbacks or limitations in this paragraph.

Literature overview. Writing a research paper is impossible without using the literature. Your task isn't just to mention what research papers and studies you used. You must explain why this or that paper is relevant, what drawbacks it has and how your research can add up to the existing ones.

Write a proper outline. If you think that outlining means just deciding what sections your research paper proposal should have and following them, you're deeply mistaken. It's a lot of work that should be done. The outline is more than just a description of the structure - it should include other important aspects, such as your needs (resources, budget), completion timeline, etc.

Mention the research question. If you want to submit a proposal that will be accepted, keep in mind the research question. Professors who will read it shouldn't forget about your research question even for a minute when reading the proposal. Do your best to let the committee understand that your idea is worth it.

Don't start with cons. Of course, any research paper proposal must have the cons but don't mention them in the very beginning. Instead, focus on pros and tell how your research will contribute to the topic. Write the way your readers can stay interested in your paper.

Top Project Proposal Writing Strategies

Follow the right structure. There are certain sections obligatory for project proposals. These are intro, purpose, motivation, summary, references, project details, etc. We hope you're aware of the title's importance, so you can make it clear and concise. Keep in mind that 45 characters in length can lead you to success.

Proposal introduction. This section is the first the reader sees, so your task is to interest them from the very first word. What's the purpose of your project? Why do you think it's important? How can you benefit the scientific community? Answer all these questions in your intro, and your proposal will be graded high.

Describing the Motivation. Students often don't understand what is required of them in this or that section, so we'll help you. The motivation section implies that you'll tell the committee why your paper is important, you'll describe the problem you try to cover, tell them about the solutions and findings that already exist, etc. Don't forget that your aim is to glorify why your paper/solution is better than the previous ones.

The summary of your project. This section isn't long enough - just tell the professors what your project's content will be.

Covering the details. Writing your project presupposes carrying out some experiments, making observations, etc. Cover it all here: mention the procedures that have been taken, the problems you face, the challenges you completed, and the amount of time that was spent.

Concluding your project proposal. Writing the final paragraph is nice and easy: just check what you've written in previous sections, select the key points and restate them here.

References. It's a place to cite all research papers, studies, books, and other information sources used in your project and project proposal.

We tried to make this guide as detailed as possible, and hope that now you understand the similarities and differences between project and research paper proposal, and this kind of writing will no longer be a problem for you.

No matter what type of proposal you're writing, there's one one-size-fits-all secret: show your confidence and readiness while writing. Use the Internet to find some tips on making your writing more confident; spend time on achieving it, but be sure the result will be outstanding.

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is project proposal and research proposal the same

How to Write a Research Proposal: (with Examples & Templates)

how to write a research proposal

Table of Contents

Before conducting a study, a research proposal should be created that outlines researchers’ plans and methodology and is submitted to the concerned evaluating organization or person. Creating a research proposal is an important step to ensure that researchers are on track and are moving forward as intended. A research proposal can be defined as a detailed plan or blueprint for the proposed research that you intend to undertake. It provides readers with a snapshot of your project by describing what you will investigate, why it is needed, and how you will conduct the research.  

Your research proposal should aim to explain to the readers why your research is relevant and original, that you understand the context and current scenario in the field, have the appropriate resources to conduct the research, and that the research is feasible given the usual constraints.  

This article will describe in detail the purpose and typical structure of a research proposal , along with examples and templates to help you ace this step in your research journey.  

What is a Research Proposal ?  

A research proposal¹ ,²  can be defined as a formal report that describes your proposed research, its objectives, methodology, implications, and other important details. Research proposals are the framework of your research and are used to obtain approvals or grants to conduct the study from various committees or organizations. Consequently, research proposals should convince readers of your study’s credibility, accuracy, achievability, practicality, and reproducibility.   

With research proposals , researchers usually aim to persuade the readers, funding agencies, educational institutions, and supervisors to approve the proposal. To achieve this, the report should be well structured with the objectives written in clear, understandable language devoid of jargon. A well-organized research proposal conveys to the readers or evaluators that the writer has thought out the research plan meticulously and has the resources to ensure timely completion.  

Purpose of Research Proposals  

A research proposal is a sales pitch and therefore should be detailed enough to convince your readers, who could be supervisors, ethics committees, universities, etc., that what you’re proposing has merit and is feasible . Research proposals can help students discuss their dissertation with their faculty or fulfill course requirements and also help researchers obtain funding. A well-structured proposal instills confidence among readers about your ability to conduct and complete the study as proposed.  

Research proposals can be written for several reasons:³  

  • To describe the importance of research in the specific topic  
  • Address any potential challenges you may encounter  
  • Showcase knowledge in the field and your ability to conduct a study  
  • Apply for a role at a research institute  
  • Convince a research supervisor or university that your research can satisfy the requirements of a degree program  
  • Highlight the importance of your research to organizations that may sponsor your project  
  • Identify implications of your project and how it can benefit the audience  

What Goes in a Research Proposal?    

Research proposals should aim to answer the three basic questions—what, why, and how.  

The What question should be answered by describing the specific subject being researched. It should typically include the objectives, the cohort details, and the location or setting.  

The Why question should be answered by describing the existing scenario of the subject, listing unanswered questions, identifying gaps in the existing research, and describing how your study can address these gaps, along with the implications and significance.  

The How question should be answered by describing the proposed research methodology, data analysis tools expected to be used, and other details to describe your proposed methodology.   

Research Proposal Example  

Here is a research proposal sample template (with examples) from the University of Rochester Medical Center. 4 The sections in all research proposals are essentially the same although different terminology and other specific sections may be used depending on the subject.  

Research Proposal Template

Structure of a Research Proposal  

If you want to know how to make a research proposal impactful, include the following components:¹  

1. Introduction  

This section provides a background of the study, including the research topic, what is already known about it and the gaps, and the significance of the proposed research.  

2. Literature review  

This section contains descriptions of all the previous relevant studies pertaining to the research topic. Every study cited should be described in a few sentences, starting with the general studies to the more specific ones. This section builds on the understanding gained by readers in the Introduction section and supports it by citing relevant prior literature, indicating to readers that you have thoroughly researched your subject.  

3. Objectives  

Once the background and gaps in the research topic have been established, authors must now state the aims of the research clearly. Hypotheses should be mentioned here. This section further helps readers understand what your study’s specific goals are.  

4. Research design and methodology  

Here, authors should clearly describe the methods they intend to use to achieve their proposed objectives. Important components of this section include the population and sample size, data collection and analysis methods and duration, statistical analysis software, measures to avoid bias (randomization, blinding), etc.  

5. Ethical considerations  

This refers to the protection of participants’ rights, such as the right to privacy, right to confidentiality, etc. Researchers need to obtain informed consent and institutional review approval by the required authorities and mention this clearly for transparency.  

6. Budget/funding  

Researchers should prepare their budget and include all expected expenditures. An additional allowance for contingencies such as delays should also be factored in.  

7. Appendices  

This section typically includes information that supports the research proposal and may include informed consent forms, questionnaires, participant information, measurement tools, etc.  

8. Citations  

is project proposal and research proposal the same

Important Tips for Writing a Research Proposal  

Writing a research proposal begins much before the actual task of writing. Planning the research proposal structure and content is an important stage, which if done efficiently, can help you seamlessly transition into the writing stage. 3,5  

The Planning Stage  

  • Manage your time efficiently. Plan to have the draft version ready at least two weeks before your deadline and the final version at least two to three days before the deadline.
  • What is the primary objective of your research?  
  • Will your research address any existing gap?  
  • What is the impact of your proposed research?  
  • Do people outside your field find your research applicable in other areas?  
  • If your research is unsuccessful, would there still be other useful research outcomes?  

  The Writing Stage  

  • Create an outline with main section headings that are typically used.  
  • Focus only on writing and getting your points across without worrying about the format of the research proposal , grammar, punctuation, etc. These can be fixed during the subsequent passes. Add details to each section heading you created in the beginning.   
  • Ensure your sentences are concise and use plain language. A research proposal usually contains about 2,000 to 4,000 words or four to seven pages.  
  • Don’t use too many technical terms and abbreviations assuming that the readers would know them. Define the abbreviations and technical terms.  
  • Ensure that the entire content is readable. Avoid using long paragraphs because they affect the continuity in reading. Break them into shorter paragraphs and introduce some white space for readability.  
  • Focus on only the major research issues and cite sources accordingly. Don’t include generic information or their sources in the literature review.  
  • Proofread your final document to ensure there are no grammatical errors so readers can enjoy a seamless, uninterrupted read.  
  • Use academic, scholarly language because it brings formality into a document.  
  • Ensure that your title is created using the keywords in the document and is neither too long and specific nor too short and general.  
  • Cite all sources appropriately to avoid plagiarism.  
  • Make sure that you follow guidelines, if provided. This includes rules as simple as using a specific font or a hyphen or en dash between numerical ranges.  
  • Ensure that you’ve answered all questions requested by the evaluating authority.  

Key Takeaways   

Here’s a summary of the main points about research proposals discussed in the previous sections:  

  • A research proposal is a document that outlines the details of a proposed study and is created by researchers to submit to evaluators who could be research institutions, universities, faculty, etc.  
  • Research proposals are usually about 2,000-4,000 words long, but this depends on the evaluating authority’s guidelines.  
  • A good research proposal ensures that you’ve done your background research and assessed the feasibility of the research.  
  • Research proposals have the following main sections—introduction, literature review, objectives, methodology, ethical considerations, and budget.  

is project proposal and research proposal the same

Frequently Asked Questions  

Q1. How is a research proposal evaluated?  

A1. In general, most evaluators, including universities, broadly use the following criteria to evaluate research proposals . 6  

  • Significance —Does the research address any important subject or issue, which may or may not be specific to the evaluator or university?  
  • Content and design —Is the proposed methodology appropriate to answer the research question? Are the objectives clear and well aligned with the proposed methodology?  
  • Sample size and selection —Is the target population or cohort size clearly mentioned? Is the sampling process used to select participants randomized, appropriate, and free of bias?  
  • Timing —Are the proposed data collection dates mentioned clearly? Is the project feasible given the specified resources and timeline?  
  • Data management and dissemination —Who will have access to the data? What is the plan for data analysis?  

Q2. What is the difference between the Introduction and Literature Review sections in a research proposal ?  

A2. The Introduction or Background section in a research proposal sets the context of the study by describing the current scenario of the subject and identifying the gaps and need for the research. A Literature Review, on the other hand, provides references to all prior relevant literature to help corroborate the gaps identified and the research need.  

Q3. How long should a research proposal be?  

A3. Research proposal lengths vary with the evaluating authority like universities or committees and also the subject. Here’s a table that lists the typical research proposal lengths for a few universities.  

     
  Arts programs  1,000-1,500 
University of Birmingham  Law School programs  2,500 
  PhD  2,500 
    2,000 
  Research degrees  2,000-3,500 

Q4. What are the common mistakes to avoid in a research proposal ?  

A4. Here are a few common mistakes that you must avoid while writing a research proposal . 7  

  • No clear objectives: Objectives should be clear, specific, and measurable for the easy understanding among readers.  
  • Incomplete or unconvincing background research: Background research usually includes a review of the current scenario of the particular industry and also a review of the previous literature on the subject. This helps readers understand your reasons for undertaking this research because you identified gaps in the existing research.  
  • Overlooking project feasibility: The project scope and estimates should be realistic considering the resources and time available.   
  • Neglecting the impact and significance of the study: In a research proposal , readers and evaluators look for the implications or significance of your research and how it contributes to the existing research. This information should always be included.  
  • Unstructured format of a research proposal : A well-structured document gives confidence to evaluators that you have read the guidelines carefully and are well organized in your approach, consequently affirming that you will be able to undertake the research as mentioned in your proposal.  
  • Ineffective writing style: The language used should be formal and grammatically correct. If required, editors could be consulted, including AI-based tools such as Paperpal , to refine the research proposal structure and language.  

Thus, a research proposal is an essential document that can help you promote your research and secure funds and grants for conducting your research. Consequently, it should be well written in clear language and include all essential details to convince the evaluators of your ability to conduct the research as proposed.  

This article has described all the important components of a research proposal and has also provided tips to improve your writing style. We hope all these tips will help you write a well-structured research proposal to ensure receipt of grants or any other purpose.  

References  

  • Sudheesh K, Duggappa DR, Nethra SS. How to write a research proposal? Indian J Anaesth. 2016;60(9):631-634. Accessed July 15, 2024. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5037942/  
  • Writing research proposals. Harvard College Office of Undergraduate Research and Fellowships. Harvard University. Accessed July 14, 2024. https://uraf.harvard.edu/apply-opportunities/app-components/essays/research-proposals  
  • What is a research proposal? Plus how to write one. Indeed website. Accessed July 17, 2024. https://www.indeed.com/career-advice/career-development/research-proposal  
  • Research proposal template. University of Rochester Medical Center. Accessed July 16, 2024. https://www.urmc.rochester.edu/MediaLibraries/URMCMedia/pediatrics/research/documents/Research-proposal-Template.pdf  
  • Tips for successful proposal writing. Johns Hopkins University. Accessed July 17, 2024. https://research.jhu.edu/wp-content/uploads/2018/09/Tips-for-Successful-Proposal-Writing.pdf  
  • Formal review of research proposals. Cornell University. Accessed July 18, 2024. https://irp.dpb.cornell.edu/surveys/survey-assessment-review-group/research-proposals  
  • 7 Mistakes you must avoid in your research proposal. Aveksana (via LinkedIn). Accessed July 17, 2024. https://www.linkedin.com/pulse/7-mistakes-you-must-avoid-your-research-proposal-aveksana-cmtwf/  

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Writing a Scientific Research Project Proposal

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The importance of a well-written research proposal cannot be underestimated. Your research really is only as good as your proposal. A poorly written, or poorly conceived research proposal will doom even an otherwise worthy project. On the other hand, a well-written, high-quality proposal will increase your chances for success.

In this article, we’ll outline the basics of writing an effective scientific research proposal, including the differences between research proposals, grants and cover letters. We’ll also touch on common mistakes made when submitting research proposals, as well as a simple example or template that you can follow.

What is a scientific research proposal?

The main purpose of a scientific research proposal is to convince your audience that your project is worthwhile, and that you have the expertise and wherewithal to complete it. The elements of an effective research proposal mirror those of the research process itself, which we’ll outline below. Essentially, the research proposal should include enough information for the reader to determine if your proposed study is worth pursuing.

It is not an uncommon misunderstanding to think that a research proposal and a cover letter are the same things. However, they are different. The main difference between a research proposal vs cover letter content is distinct. Whereas the research proposal summarizes the proposal for future research, the cover letter connects you to the research, and how you are the right person to complete the proposed research.

There is also sometimes confusion around a research proposal vs grant application. Whereas a research proposal is a statement of intent, related to answering a research question, a grant application is a specific request for funding to complete the research proposed. Of course, there are elements of overlap between the two documents; it’s the purpose of the document that defines one or the other.

Scientific Research Proposal Format

Although there is no one way to write a scientific research proposal, there are specific guidelines. A lot depends on which journal you’re submitting your research proposal to, so you may need to follow their scientific research proposal template.

In general, however, there are fairly universal sections to every scientific research proposal. These include:

  • Title: Make sure the title of your proposal is descriptive and concise. Make it catch and informative at the same time, avoiding dry phrases like, “An investigation…” Your title should pique the interest of the reader.
  • Abstract: This is a brief (300-500 words) summary that includes the research question, your rationale for the study, and any applicable hypothesis. You should also include a brief description of your methodology, including procedures, samples, instruments, etc.
  • Introduction: The opening paragraph of your research proposal is, perhaps, the most important. Here you want to introduce the research problem in a creative way, and demonstrate your understanding of the need for the research. You want the reader to think that your proposed research is current, important and relevant.
  • Background: Include a brief history of the topic and link it to a contemporary context to show its relevance for today. Identify key researchers and institutions also looking at the problem
  • Literature Review: This is the section that may take the longest amount of time to assemble. Here you want to synthesize prior research, and place your proposed research into the larger picture of what’s been studied in the past. You want to show your reader that your work is original, and adds to the current knowledge.
  • Research Design and Methodology: This section should be very clearly and logically written and organized. You are letting your reader know that you know what you are going to do, and how. The reader should feel confident that you have the skills and knowledge needed to get the project done.
  • Preliminary Implications: Here you’ll be outlining how you anticipate your research will extend current knowledge in your field. You might also want to discuss how your findings will impact future research needs.
  • Conclusion: This section reinforces the significance and importance of your proposed research, and summarizes the entire proposal.
  • References/Citations: Of course, you need to include a full and accurate list of any and all sources you used to write your research proposal.

Common Mistakes in Writing a Scientific Research Project Proposal

Remember, the best research proposal can be rejected if it’s not well written or is ill-conceived. The most common mistakes made include:

  • Not providing the proper context for your research question or the problem
  • Failing to reference landmark/key studies
  • Losing focus of the research question or problem
  • Not accurately presenting contributions by other researchers and institutions
  • Incompletely developing a persuasive argument for the research that is being proposed
  • Misplaced attention on minor points and/or not enough detail on major issues
  • Sloppy, low-quality writing without effective logic and flow
  • Incorrect or lapses in references and citations, and/or references not in proper format
  • The proposal is too long – or too short

Scientific Research Proposal Example

There are countless examples that you can find for successful research proposals. In addition, you can also find examples of unsuccessful research proposals. Search for successful research proposals in your field, and even for your target journal, to get a good idea on what specifically your audience may be looking for.

While there’s no one example that will show you everything you need to know, looking at a few will give you a good idea of what you need to include in your own research proposal. Talk, also, to colleagues in your field, especially if you are a student or a new researcher. We can often learn from the mistakes of others. The more prepared and knowledgeable you are prior to writing your research proposal, the more likely you are to succeed.

One of the top reasons scientific research proposals are rejected is due to poor logic and flow. Check out our Language Editing Services to ensure a great proposal , that’s clear and concise, and properly referenced. Check our video for more information, and get started today.

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How to write a research proposal

is project proposal and research proposal the same

What is a research proposal?

What is the purpose of a research proposal , how long should a research proposal be, what should be included in a research proposal, 1. the title page, 2. introduction, 3. literature review, 4. research design, 5. implications, 6. reference list, frequently asked questions about writing a research proposal, related articles.

If you’re in higher education, the term “research proposal” is something you’re likely to be familiar with. But what is it, exactly? You’ll normally come across the need to prepare a research proposal when you’re looking to secure Ph.D. funding.

When you’re trying to find someone to fund your Ph.D. research, a research proposal is essentially your “pitch.”

A research proposal is a concise and coherent summary of your proposed research.

You’ll need to set out the issues that are central to the topic area and how you intend to address them with your research. To do this, you’ll need to give the following:

  • an outline of the general area of study within which your research falls
  • an overview of how much is currently known about the topic
  • a literature review that covers the recent scholarly debate or conversation around the topic

➡️  What is a literature review? Learn more in our guide.

Essentially, you are trying to persuade your institution that you and your project are worth investing their time and money into.

It is the opportunity for you to demonstrate that you have the aptitude for this level of research by showing that you can articulate complex ideas:

It also helps you to find the right supervisor to oversee your research. When you’re writing your research proposal, you should always have this in the back of your mind.

This is the document that potential supervisors will use in determining the legitimacy of your research and, consequently, whether they will invest in you or not. It is therefore incredibly important that you spend some time on getting it right.

Tip: While there may not always be length requirements for research proposals, you should strive to cover everything you need to in a concise way.

If your research proposal is for a bachelor’s or master’s degree, it may only be a few pages long. For a Ph.D., a proposal could be a pretty long document that spans a few dozen pages.

➡️ Research proposals are similar to grant proposals. Learn how to write a grant proposal in our guide.

When you’re writing your proposal, keep in mind its purpose and why you’re writing it. It, therefore, needs to clearly explain the relevance of your research and its context with other discussions on the topic. You need to then explain what approach you will take and why it is feasible.

Generally, your structure should look something like this:

  • Introduction
  • Literature Review
  • Research Design
  • Implications

If you follow this structure, you’ll have a comprehensive and coherent proposal that looks and feels professional, without missing out on anything important. We’ll take a deep dive into each of these areas one by one next.

The title page might vary slightly per your area of study but, as a general point, your title page should contain the following:

  • The proposed title of your project
  • Your supervisor’s name
  • The name of your institution and your particular department

Tip: Keep in mind any departmental or institutional guidelines for a research proposal title page. Also, your supervisor may ask for specific details to be added to the page.

The introduction is crucial   to your research proposal as it is your first opportunity to hook the reader in. A good introduction section will introduce your project and its relevance to the field of study.

You’ll want to use this space to demonstrate that you have carefully thought about how to present your project as interesting, original, and important research. A good place to start is by introducing the context of your research problem.

Think about answering these questions:

  • What is it you want to research and why?
  • How does this research relate to the respective field?
  • How much is already known about this area?
  • Who might find this research interesting?
  • What are the key questions you aim to answer with your research?
  • What will the findings of this project add to the topic area?

Your introduction aims to set yourself off on a great footing and illustrate to the reader that you are an expert in your field and that your project has a solid foundation in existing knowledge and theory.

The literature review section answers the question who else is talking about your proposed research topic.

You want to demonstrate that your research will contribute to conversations around the topic and that it will sit happily amongst experts in the field.

➡️ Read more about how to write a literature review .

There are lots of ways you can find relevant information for your literature review, including:

  • Research relevant academic sources such as books and journals to find similar conversations around the topic.
  • Read through abstracts and bibliographies of your academic sources to look for relevance and further additional resources without delving too deep into articles that are possibly not relevant to you.
  • Watch out for heavily-cited works . This should help you to identify authoritative work that you need to read and document.
  • Look for any research gaps , trends and patterns, common themes, debates, and contradictions.
  • Consider any seminal studies on the topic area as it is likely anticipated that you will address these in your research proposal.

This is where you get down to the real meat of your research proposal. It should be a discussion about the overall approach you plan on taking, and the practical steps you’ll follow in answering the research questions you’ve posed.

So what should you discuss here? Some of the key things you will need to discuss at this point are:

  • What form will your research take? Is it qualitative/quantitative/mixed? Will your research be primary or secondary?
  • What sources will you use? Who or what will you be studying as part of your research.
  • Document your research method. How are you practically going to carry out your research? What tools will you need? What procedures will you use?
  • Any practicality issues you foresee. Do you think there will be any obstacles to your anticipated timescale? What resources will you require in carrying out your research?

Your research design should also discuss the potential implications of your research. For example, are you looking to confirm an existing theory or develop a new one?

If you intend to create a basis for further research, you should describe this here.

It is important to explain fully what you want the outcome of your research to look like and what you want to achieve by it. This will help those reading your research proposal to decide if it’s something the field  needs  and  wants,  and ultimately whether they will support you with it.

When you reach the end of your research proposal, you’ll have to compile a list of references for everything you’ve cited above. Ideally, you should keep track of everything from the beginning. Otherwise, this could be a mammoth and pretty laborious task to do.

Consider using a reference manager like Paperpile to format and organize your citations. Paperpile allows you to organize and save your citations for later use and cite them in thousands of citation styles directly in Google Docs, Microsoft Word, or LaTeX.

Paperpile reference manager

Your project may also require you to have a timeline, depending on the budget you are requesting. If you need one, you should include it here and explain both the timeline and the budget you need, documenting what should be done at each stage of the research and how much of the budget this will use.

This is the final step, but not one to be missed. You should make sure that you edit and proofread your document so that you can be sure there are no mistakes.

A good idea is to have another person proofread the document for you so that you get a fresh pair of eyes on it. You can even have a professional proofreader do this for you.

This is an important document and you don’t want spelling or grammatical mistakes to get in the way of you and your reader.

➡️ Working on a research proposal for a thesis? Take a look at our guide on how to come up with a topic for your thesis .

A research proposal is a concise and coherent summary of your proposed research. Generally, your research proposal will have a title page, introduction, literature review section, a section about research design and explaining the implications of your research, and a reference list.

A good research proposal is concise and coherent. It has a clear purpose, clearly explains the relevance of your research and its context with other discussions on the topic. A good research proposal explains what approach you will take and why it is feasible.

You need a research proposal to persuade your institution that you and your project are worth investing their time and money into. It is your opportunity to demonstrate your aptitude for this level or research by showing that you can articulate complex ideas clearly, concisely, and critically.

A research proposal is essentially your "pitch" when you're trying to find someone to fund your PhD. It is a clear and concise summary of your proposed research. It gives an outline of the general area of study within which your research falls, it elaborates how much is currently known about the topic, and it highlights any recent debate or conversation around the topic by other academics.

The general answer is: as long as it needs to be to cover everything. The length of your research proposal depends on the requirements from the institution that you are applying to. Make sure to carefully read all the instructions given, and if this specific information is not provided, you can always ask.

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is project proposal and research proposal the same

Frequently asked questions

What’s the difference between a research plan and a research proposal.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

Frequently asked questions: Dissertation

When you mention different chapters within your text, it’s considered best to use Roman numerals for most citation styles. However, the most important thing here is to remain consistent whenever using numbers in your dissertation .

Formulating a main research question can be a difficult task. Overall, your question should contribute to solving the problem that you have defined in your problem statement .

However, it should also fulfill criteria in three main areas:

  • Researchability
  • Feasibility and specificity
  • Relevance and originality

The results chapter or section simply and objectively reports what you found, without speculating on why you found these results. The discussion interprets the meaning of the results, puts them in context, and explains why they matter.

In qualitative research , results and discussion are sometimes combined. But in quantitative research , it’s considered important to separate the objective results from your interpretation of them.

Results are usually written in the past tense , because they are describing the outcome of completed actions.

The abstract appears on its own page, after the title page and acknowledgements but before the table of contents .

Avoid citing sources in your abstract . There are two reasons for this:

  • The abstract should focus on your original research, not on the work of others.
  • The abstract should be self-contained and fully understandable without reference to other sources.

There are some circumstances where you might need to mention other sources in an abstract: for example, if your research responds directly to another study or focuses on the work of a single theorist. In general, though, don’t include citations unless absolutely necessary.

The abstract is the very last thing you write. You should only write it after your research is complete, so that you can accurately summarize the entirety of your thesis or paper.

An abstract is a concise summary of an academic text (such as a journal article or dissertation ). It serves two main purposes:

  • To help potential readers determine the relevance of your paper for their own research.
  • To communicate your key findings to those who don’t have time to read the whole paper.

Abstracts are often indexed along with keywords on academic databases, so they make your work more easily findable. Since the abstract is the first thing any reader sees, it’s important that it clearly and accurately summarises the contents of your paper.

A theoretical framework can sometimes be integrated into a  literature review chapter , but it can also be included as its own chapter or section in your dissertation . As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

A literature review and a theoretical framework are not the same thing and cannot be used interchangeably. While a theoretical framework describes the theoretical underpinnings of your work, a literature review critically evaluates existing research relating to your topic. You’ll likely need both in your dissertation .

While a theoretical framework describes the theoretical underpinnings of your work based on existing research, a conceptual framework allows you to draw your own conclusions, mapping out the variables you may use in your study and the interplay between them.

A thesis or dissertation outline is one of the most critical first steps in your writing process. It helps you to lay out and organise your ideas and can provide you with a roadmap for deciding what kind of research you’d like to undertake.

Generally, an outline contains information on the different sections included in your thesis or dissertation, such as:

  • Your anticipated title
  • Your abstract
  • Your chapters (sometimes subdivided into further topics like literature review, research methods, avenues for future research, etc.)

Your list of tables and figures should go directly after your table of contents in your thesis or dissertation.

Usually, no title page is needed in an MLA paper . A header is generally included at the top of the first page instead. The exceptions are when:

  • Your instructor requires one, or
  • Your paper is a group project

In those cases, you should use a title page instead of a header, listing the same information but on a separate page.

The title page of your thesis or dissertation goes first, before all other content or lists that you may choose to include.

The title page of your thesis or dissertation should include your name, department, institution, degree program, and submission date.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, dictionaries are more general collections of words.

Glossaries are not mandatory, but if you use a lot of technical or field-specific terms, it may improve readability to add one to your thesis or dissertation. Your educational institution may also require them, so be sure to check their specific guidelines.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, an index is a list of the contents of your work organised by page number.

Definitional terms often fall into the category of common knowledge , meaning that they don’t necessarily have to be cited. This guidance can apply to your thesis or dissertation glossary as well.

However, if you’d prefer to cite your sources , you can follow guidance for citing dictionary entries in MLA or APA style for your glossary.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. Your glossary only needs to include terms that your reader may not be familiar with, and is intended to enhance their understanding of your work.

APA doesn’t require you to include a list of tables or a list of figures . However, it is advisable to do so if your text is long enough to feature a table of contents and it includes a lot of tables and/or figures .

A list of tables and list of figures appear (in that order) after your table of contents, and are presented in a similar way.

A list of figures and tables compiles all of the figures and tables that you used in your thesis or dissertation and displays them with the page number where they can be found.

Copyright information can usually be found wherever the table or figure was published. For example, for a diagram in a journal article , look on the journal’s website or the database where you found the article. Images found on sites like Flickr are listed with clear copyright information.

If you find that permission is required to reproduce the material, be sure to contact the author or publisher and ask for it.

Lists of figures and tables are often not required, and they aren’t particularly common. They specifically aren’t required for APA Style, though you should be careful to follow their other guidelines for figures and tables .

If you have many figures and tables in your thesis or dissertation, include one may help you stay organised. Your educational institution may require them, so be sure to check their guidelines.

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Research Statement vs Research Proposal

  • Rachel R.N.
  • July 9, 2024
  • How to Guides

If you’re in academia or planning to pursue higher education, you’ve probably come across the terms “research statement” and “research proposal.” At first glance, they might seem similar, but they serve different purposes and have distinct characteristics.

In this post, we’ll break down the differences between these two important documents and help you understand when and how to use each one.

What You'll Learn

What is a Research Statement?

A research statement is a brief document that outlines your research interests, experience, and future plans. It’s like a snapshot of your academic journey and where you want to go next.

Key Features of a Research Statement

  • Length : Usually short, typically 1-3 pages.
  • Purpose : To give an overview of your research background and goals.
  • Audience : Often read by hiring committees or graduate school admissions teams.
  • Content : Includes past research, current interests, and future directions.
  • Tone : Professional and confident, showcasing your expertise.

When Do You Need a Research Statement?

You might need to write a research statement when:

  • Applying for academic jobs (like professor positions)
  • Submitting applications to graduate school programs
  • Seeking research funding or grants
  • Updating your professional portfolio

Example of a Research Statement (Excerpt)

Here’s a brief example of what part of a research statement might look like:

“As a marine biologist, my research focuses on the impact of climate change on coral reef ecosystems. Over the past five years, I have conducted extensive field studies in the Great Barrier Reef, analyzing the resilience of various coral species to rising ocean temperatures. My current work involves developing new methods for coral restoration using 3D printing technology. In the future, I plan to expand this research to other reef systems around the world, with the goal of creating a global network of coral restoration sites.”

What is a Research Proposal?

A research proposal is a detailed plan for a specific research project. It’s like a roadmap that outlines the what, why, and how of your intended research.

Key Features of a Research Proposal

  • Length : Usually longer, typically 10-25 pages (can be shorter or longer depending on requirements).
  • Purpose : To convince others that your research idea is worthwhile and feasible.
  • Audience : Often read by funding agencies, dissertation committees, or research supervisors.
  • Content : Includes research question, literature review, methodology, timeline, and budget.
  • Tone : Formal and detailed, demonstrating thorough planning.

When Do You Need a Research Proposal?

You might need to write a research proposal when:

  • Applying for research funding or grants
  • Starting a Ph.D. program or planning your dissertation
  • Pitching a new research project to your department or institution
  • Collaborating with other researchers or institutions on a joint project

Example of a Research Proposal (Excerpt)

Here’s a brief example of what part of a research proposal might look like:

“Project Title: The Impact of Microplastics on Marine Mammal Health in the North Atlantic

  • Introduction: Microplastic pollution has become a significant concern in marine ecosystems worldwide. This study aims to investigate the presence and effects of microplastics in the digestive systems of various marine mammal species in the North Atlantic Ocean.
  • Research Questions: a) What is the prevalence of microplastic ingestion among different marine mammal species in the North Atlantic? b) How does microplastic ingestion correlate with the health status of these marine mammals? c) What are the potential long-term implications of microplastic pollution on marine mammal populations in the region?
  • Methodology: We will collect and analyze stomach contents and tissue samples from stranded marine mammals along the coastlines of the North Atlantic. Additionally, we will conduct field observations and health assessments of living populations…”

Key Differences Between Research Statements and Research Proposals

Now that we’ve looked at each document separately, let’s compare them side by side to highlight the main differences:

  • Research Statement: Broad overview of your entire research career and interests
  • Research Proposal: Focused on a specific project or study
  • Research Statement: General and concise
  • Research Proposal: Highly detailed and comprehensive
  • Research Statement: Covers past, present, and future research interests
  • Research Proposal: Focuses on a future project with a specific timeline
  • Research Statement: To showcase your research expertise and potential
  • Research Proposal: To gain approval or funding for a specific research project
  • Research Statement: Often less structured, more like a narrative
  • Research Proposal: Highly structured with specific sections (e.g., literature review, methodology)
  • Research Statement: Aims to impress and inform the reader about your capabilities
  • Research Proposal: Aims to persuade the reader to support or fund your project
  • Research Statement: May include some references, but not extensively
  • Research Proposal: Requires extensive literature review and citations

How to Write an Effective Research Statement

Now that we understand what a research statement is, let’s look at how to write one that stands out.

1. Start with a Strong Opening

Begin your research statement with a powerful opening that grabs the reader’s attention. This could be a brief story about what inspired your research interests or a compelling statistic that highlights the importance of your work.

Example: “When I first witnessed the devastating effects of coral bleaching during a diving expedition in 2015, I knew my life’s work would be dedicated to understanding and preserving these vital marine ecosystems.”

2. Highlight Your Research Journey

Describe your research background and how your interests have evolved over time. This shows your growth as a researcher and your ability to adapt to new challenges.

Example: “My early work focused on cataloging coral species diversity in the Caribbean. As I observed the rapid decline of certain species, my research shifted towards understanding the factors contributing to coral resilience in the face of climate change.”

3. Showcase Your Achievements

Mention your key accomplishments, such as publications, grants, or impactful findings. Be specific and quantify your achievements where possible.

Example: “My research on heat-resistant coral strains led to the publication of three peer-reviewed articles in leading marine biology journals and secured a $500,000 grant from the National Oceanic and Atmospheric Administration.”

4. Explain Your Current Research Focus

Clearly articulate your current research interests and ongoing projects. This demonstrates that you’re actively engaged in your field and have a clear direction.

Example: “Currently, I’m leading a team of researchers in developing innovative coral transplantation techniques using 3D-printed reef structures. Our preliminary results show a 40% increase in coral survival rates compared to traditional methods.”

5. Outline Your Future Research Plans

Describe your future research goals and how they build upon your previous work. This shows that you have a long-term vision and are committed to making a lasting impact in your field.

Example: “In the coming years, I plan to expand our coral restoration techniques to other reef systems around the world. I’m particularly interested in establishing a global network of coral nurseries to preserve genetic diversity and enhance reef resilience.”

6. Connect Your Research to Broader Impacts

Explain how your research contributes to your field and society at large. This helps the reader understand the significance of your work beyond academia.

Example: “By developing more effective coral restoration techniques, my research not only contributes to marine conservation but also helps protect coastal communities that rely on healthy reef systems for food security and economic stability.”

7. Maintain a Clear and Concise Style

Keep your writing clear, concise, and free of jargon. Remember that your audience may include people from different academic backgrounds.

8. Proofread and Revise

Always proofread your research statement carefully and ask colleagues for feedback. A polished, error-free document shows professionalism and attention to detail.

How to Write an Effective Research Proposal

Writing a research proposal requires careful planning and attention to detail. Here’s a step-by-step guide to help you create a compelling proposal:

1. Choose a Compelling Title

Your title should be clear, concise, and accurately reflect the content of your proposal. It should grab the reader’s attention and give them a good idea of what your research is about.

Example: “Harnessing Artificial Intelligence to Predict and Prevent Coral Reef Bleaching Events”

2. Write an Engaging Introduction

Start with a brief background of the research problem and explain why it’s important. State your research question or hypothesis clearly.

Example: “Coral reefs, often called the ‘rainforests of the sea,’ are facing unprecedented threats due to climate change. This research aims to develop an AI-powered early warning system for coral bleaching events, potentially revolutionizing our ability to protect these crucial ecosystems.”

3. Conduct a Thorough Literature Review

Demonstrate your knowledge of the existing research in your field. Identify gaps in the current understanding that your research will address.

Example: “While numerous studies have documented the causes and effects of coral bleaching (Smith et al., 2018; Jones & Lee, 2020), there’s a lack of predictive models that can accurately forecast bleaching events on a local scale. This research builds upon the work of Zhang (2021) on using machine learning for environmental prediction…”

4. Clearly State Your Research Objectives

List your specific research goals or questions. These should be clear, measurable, and achievable within the scope of your project.

Example: “The objectives of this study are to:

  • Develop an AI model that can predict coral bleaching events with 85% accuracy at least two weeks in advance.
  • Identify the most critical environmental factors contributing to bleaching events in different reef ecosystems.
  • Create a user-friendly interface for reef managers to access and interpret bleaching predictions.”

5. Describe Your Methodology in Detail

Explain how you plan to conduct your research. Include information about data collection methods, analysis techniques, and any special equipment or resources you’ll need.

Example: “We will collect real-time data from a network of underwater sensors installed at 20 reef sites across the Great Barrier Reef. This data will include water temperature, pH levels, salinity, and light intensity. We’ll combine this with satellite imagery and historical bleaching data to train our AI model using deep learning algorithms…”

6. Outline Your Timeline

Provide a realistic schedule for your research activities. Break down your project into phases and estimate how long each will take.

Example: “Phase 1 (Months 1-3): Literature review and data collection setup Phase 2 (Months 4-9): Data collection and AI model development Phase 3 (Months 10-18): Model testing and refinement Phase 4 (Months 19-24): Field trials and system optimization”

7. Discuss Potential Challenges and Solutions

Show that you’ve thought about possible obstacles and have plans to overcome them. This demonstrates your problem-solving skills and realistic approach.

Example: “One potential challenge is the reliability of underwater sensors in harsh marine environments. To mitigate this, we’ll use redundant sensors and develop a maintenance schedule to ensure consistent data collection. We’ll also implement data interpolation techniques to handle any gaps in the dataset.”

8. Include a Budget

If you’re seeking funding, provide a detailed budget that outlines all the costs associated with your research. Be realistic and justify major expenses.

Example: “Equipment costs:

  • Underwater sensors (20 sets): $40,000
  • High-performance computing cluster: $25,000
  • Field research boat rental: $10,000 per year

Personnel costs:

  • Principal Investigator (25% time): $30,000 per year
  • Two graduate research assistants: $25,000 each per year …”

9. Emphasize the Significance and Potential Impact

Explain why your research matters and how it could benefit your field or society at large. This helps justify the resources and support you’re requesting.

Example: “By developing an accurate early warning system for coral bleaching, this research has the potential to save countless reef ecosystems worldwide. It could provide reef managers with crucial time to implement protective measures, potentially preserving biodiversity and the livelihoods of millions who depend on healthy coral reefs.”

10. Include References

Provide a comprehensive list of all the sources you cited in your proposal. Follow the citation style required by your institution or funding agency.

11. Proofread and Seek Feedback

Carefully review your proposal for clarity, coherence, and typos. Ask colleagues or mentors to read it and provide feedback. A polished, well-written proposal greatly increases your chances of success.

Tips for Success in Both Research Statements and Proposals

Whether you’re writing a research statement or a proposal, these general tips can help you create a more effective document:

  • Know Your Audience : Tailor your language and level of detail to who will be reading your document. A proposal for a highly specialized grant might use more technical language than a general research statement for a broad academic hiring committee.
  • Be Clear and Concise : Avoid jargon and overly complex sentences. Your ideas should be easy to understand, even for someone who isn’t an expert in your specific field.
  • Show Enthusiasm : Let your passion for your research shine through. Enthusiasm can be contagious and may help engage your readers.
  • Highlight Your Unique Perspective : What makes your research or approach special? Don’t be afraid to emphasize what sets you apart from others in your field.
  • Use Strong, Active Language : Instead of saying “Research was conducted,” say “I conducted research.” Active voice makes your writing more engaging and clearly shows your role in the work.
  • Proofread Carefully : Typos and grammatical errors can distract from your message and make your document seem less professional. Take the time to proofread carefully or ask someone else to review your work.
  • Follow Instructions : If you’re given specific guidelines for format, length, or content, make sure to follow them exactly. Failing to do so can sometimes result in automatic rejection, regardless of the quality of your content.
  • Tell a Story : While maintaining a professional tone, try to create a narrative that ties your past work, current interests, and future plans together coherently. This can make your document more memorable and engaging.
  • Be Realistic : Especially in research proposals, make sure your goals and timelines are achievable. Overpromising can hurt your credibility.
  • Update Regularly : Especially for research statements, make sure to update your document regularly to reflect your most recent work and interests.

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Research statement

Frequently Asked Questions (FAQs)

To wrap up our discussion, let’s address some common questions about research statements and proposals:

1. How long should a research statement be?

A research statement is typically 1-3 pages long, but always check specific guidelines as requirements can vary.

2. Do I need to include references in a research statement?

While not always required, including a few key references can strengthen your research statement. However, it shouldn’t read like a literature review.

3. How detailed should the methodology be in a research proposal?

Your methodology should be detailed enough that another researcher in your field could understand and potentially replicate your approach. However, you don’t need to include every minor detail.

4. Can I use the same research statement for different job applications?

While you can use the same basic structure, it’s best to tailor your research statement to each specific position or institution you’re applying to.

5. How often should I update my research statement?

It’s a good idea to review and update your research statement at least once a year, or whenever you have significant new research developments.

6. What if I don’t have many research accomplishments yet?

Focus on your research interests, any relevant coursework or projects, and your future research goals. Everyone starts somewhere!

7. Is it okay to discuss failed experiments in a research proposal?

If relevant, discussing how you’ve learned from past challenges can demonstrate your problem-solving skills and resilience. However, focus more on your successes and future plans.

8. How technical should my language be in these documents?

This depends on your audience. For a specialized committee in your field, you can use more technical language. For a general audience, err on the side of clarity and simplicity.

9. Should I include personal information in my research statement?

While you can briefly mention what inspired your research interests, a research statement should focus primarily on your academic and professional experiences and goals.

10. How important is the budget section in a research proposal?

Very important! A well-thought-out, realistic budget demonstrates that you’ve carefully planned your research and understand what resources you’ll need.

11. Can I submit the same research proposal to multiple funding agencies?

While the core of your proposal might remain the same, it’s important to tailor each submission to the specific requirements and priorities of each funding agency.

12. What if my research plans change after submitting a proposal?

Some degree of flexibility is usually expected in research. If you receive funding and need to make significant changes to your plan, communicate with your funding agency about the necessary adjustments.

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Organizing Academic Research Papers: Writing a Research Proposal

  • Purpose of Guide
  • Design Flaws to Avoid
  • Glossary of Research Terms
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • Extending the Timeliness of a Topic Idea
  • Academic Writing Style
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • Executive Summary
  • Background Information
  • The Research Problem/Question
  • Theoretical Framework
  • Citation Tracking
  • Content Alert Services
  • Evaluating Sources
  • Primary Sources
  • Secondary Sources
  • Tertiary Sources
  • What Is Scholarly vs. Popular?
  • Qualitative Methods
  • Quantitative Methods
  • Using Non-Textual Elements
  • Limitations of the Study
  • Common Grammar Mistakes
  • Avoiding Plagiarism
  • Footnotes or Endnotes?
  • Further Readings
  • Annotated Bibliography
  • Dealing with Nervousness
  • Using Visual Aids
  • Grading Someone Else's Paper
  • How to Manage Group Projects
  • Multiple Book Review Essay
  • Reviewing Collected Essays
  • About Informed Consent
  • Writing Field Notes
  • Writing a Policy Memo
  • Writing a Research Proposal
  • Acknowledgements

The goal of a research proposal is to present and justify a research idea you have and to present the practical ways in which you think this research should be conducted. The forms and procedures for such research are defined by the field of study, so guidelines for research proposals are generally more exacting and less formal than a project proposal. Research proposals contain extensive literature reviews and must provide persuasive evidence that there is a need for the research study being proposed. In addition to providing rationale for the proposed research, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and/or benefits derived from the study.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study.
  • Help learn how to conduct a comprehensive review of the literature to ensure a research problem has not already been answered [or you may determine the problem has been answered ineffectively] and, in so doing, become familiar with scholarship related to your topic.
  • Improve your general research and writing skills.
  • Practice identifying what logical steps must be taken to accomplish one's research goals.
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of doing scholarly research.

A proposal should contain all the key elements involved in designing a complete research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the results of the study and your analysis of those results. Finally, an effective proposal is judged on the quality of your writing. It is, therefore, important that your writing is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succient in defining the research problem and what it is you are proposing to research.
  • Why do you want to do it? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of study. Be sure to answer the "So what? question.
  • How are you going to do it? Be sure that what you propose is doable.

Common Mistakes to Avoid

  • Failure to be concise; being "all over the map" without a clear sense of purpose.
  • Failure to cite landmark works in your literature review.
  • Failure to delimit the contextual boundaries of your research [e.g., time, place, people, etc.].
  • Failure to develop a coherent and persuasive argument for the proposed research.
  • Failure to stay focused on the research question; going off on unrelated tangents.
  • Sloppy or imprecise writing. Poor grammar.
  • Too much detail on minor issues, but not enough detail on major issues.

Procter, Margaret. The Academic Proposal .  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing a traditional research paper, research proposals are generally organized the same way throughout the social sciences. Most proposals are between ten and fifteen pages in length. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study, and why?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on my topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In the end, your research proposal should document your knowledge of the topic and highlight enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like--"Wow, that's an exciting idea and I can’t wait to see how it turns out!"

In general your proposal should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write your doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to sense your passion for the topic and be excited about its possible outcomes.

Think about your introduction as a narrative written in one to three paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that problem?
  • What methods should be used to analyze the research problem?
  • Why is this important research, and why should someone reading the proposal care about the outcomes from the study?

II.  Background and Significance

This section can be melded into your introduction or you can create a separate section to help with the organization and flow of your proposal. This is where you explain the context of your project and outline why it's important. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the research problem; instead, you must choose what is relevant to help explain your goals for the study.

To that end, while there are no hard and fast rules, you should attempt to deal with some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction.
  • Present the rationale of your proposed study and clearly indicate why it is worth doing. Answer the "So what? question [i.e., why should anyone care].
  • Describe the major issues or problems to be addressed by your research.
  • Explain how you plan to go about conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to the analysis of your topic.
  • Set the boundaries of your proposed research in order to provide a clear focus.
  • Provide definitions of key concepts or terms, if necessary.

III.  Literature Review

Connected to the background and significance of your study is a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methods they've used, and what is your understanding of their findings. Assess what you believe is still missing, and state how previous research has failed to examine the issue that your study addresses.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your study in relation to that of other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically describing materials one at a time.

To help frame your proposal's literature review, here are the "five C’s" of writing a literature review:

  • Cite : keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches and controversies expressed in the literature: what are the major areas of disagreement, controversy, or debate?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, etc.] .
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, or synthesize what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research . As a consequence, the reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. The objective here is to ensure that the reader is convinced that your overall research design and methods of analysis will correctly address the research problem. Your design and methods should be absolutely and unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Be specific about the methodological approaches you plan to undertake to collect information, about the techniques you will use to analyze it, and about tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places or times].

When describing the methods you will use, be sure to cover these issues:

  • Specify the research operations you will undertake and the way you will interpret the results of these operations in relation to your research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while doing it.
  • Keep in mind that a methodology is not just a list of research tasks; it is an argument as to why these tasks add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to perform does not demonstrate that they add up to the best feasible approach.
  • Be sure to anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to get around them.

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, it doesn't mean that you can skip talking about the process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results of your study will impact future scholarly research, theory, practice, forms of interventions, or policy. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to the theoretical framework that frames the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the "real world"?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented, and what innovations will come about?

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief recap of the entire study . This section should be only one or two paragraphs long, emphasizing why your research study is unique, why it advances knowledge, and why the research problem is worth investigating.

Someone reading this section should come away with an understanding of:

  • Why the study was done,
  • The specific purpose of the study and the research questions it attempted to answer,
  • The research design and methods used,
  • The potential implications emerging from your proposed study of the research problem, and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used in composing your proposal. In a standard research proposal, this section can take two forms, so speak with your professor about which one is preferred.

  • References -- lists only the literature that you actually used or cited in your proposal.
  • Bibliography -- lists everything you used or cited in your proposal with additional citations of any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to make sure the project will complement and not duplicate the efforts of other researchers. Start a new page and use the heading "References" or "Bibliography" at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [i.e., education=APA; history=Chicago, etc]. This section normally does not count towards the total length of your proposal.

Develop a Research Proposal: Writing the Proposal . Office of Library Information Services. Baltimore County Public Schools; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences. Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal . The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. Developing and Writing a Research Proposal. In From Postgraduate to Social Scientist: A Guide to Key Skills. Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

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  • Next: Acknowledgements >>
  • Last Updated: Jul 18, 2023 11:58 AM
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What is the Difference Between Research and Project

The main difference between research and project is that research is the systematic investigation and study of materials and sources to establish facts and reach new conclusions, while a project is a specific and finite activity that gives a measurable and observable result under preset requirements.

Both research and projects use a systematic approach. We also sometimes use the term research project to refer to research studies.

Key Areas Covered

1.  What is Research       – Definition, Features 2. What is a Project      – Definition, Features 3.  Difference Between Research and Project      – Comparison of Key Differences

Research, Project

Difference Between Research and Project - Comparison Summary

What is Research

Research is a careful study a researcher conducts using a systematic approach and scientific methods. A research study typically involves several components: abstract, introduction ,  literature review ,  research design, and method , results and analysis, conclusion, bibliography. Researchers usually begin a formal research study with a hypothesis; then, they test this hypothesis rigorously. They also explore and analyze the literature already available on their research subject. This allows them to study the research subject from multiple perspectives, acknowledging different problems that need to be solved.

 Research vs Project

There are different types of research, the main two categories being quantitative research and qualitative research. Depending on their research method and design, we can also categorize research as descriptive research, exploratory research, longitudinal research, cross-sectional research, etc.

Furthermore, research should always be objective or unbiased. Moreover, if the research involves participants, for example, in surveys or interviews, the researcher should always make sure to obtain their written consent first.

What is a Project

A project is a collaborative or individual enterprise that is carefully planned to achieve a particular aim. We can also describe it as a specific and finite activity that gives a measurable and observable result under preset requirements. This result can be tangible or intangible; for example, product, service, competitive advantage, etc. A project generally involves a series of connected tasks planned for execution over a fixed period of time and within certain limitations like quality and cost. The Project Management Body of Knowledge (PMBOK) defines a project as a “temporary endeavor with a beginning and an end, and it must be used to create a unique product, service or result.”

 Compare Research and Project - What's the difference?

Difference Between Research and Project

Research is a careful study conducted using a systematic approach and scientific methods, whereas a project is a collaborative or individual enterprise that is carefully planned to achieve a particular aim.

Research studies are mainly carried out in academia, while projects can be seen in a variety of contexts, including businesses.

The main aim of the research is to seek or revise facts, theories, or principles, while the main aim of a project is to achieve a tangible or intangible result; for example, product, service, competitive advantage, etc.

The main difference between research and project is that research is the systematic investigation and study of materials and sources to establish facts and reach new conclusions, while the project is a specific and finite activity that gives a measurable and observable result under preset requirements.

1. “ What Is a Project? – Definition, Lifecycle and Key Characteristics .” Your Guide to Project Management Best Practices .

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is project proposal and research proposal the same

Understanding the Difference between a Research Proposal and a Research Paper in Research Proposal Help

Kritika

In the realm of academia, particularly in the fields of science, social sciences, and humanities, research plays a pivotal role in advancing knowledge and addressing various societal issues. Two essential components of any research endeavor are the research proposal and the research paper. While they might seem similar at first glance, these two serve distinct purposes and have different structures, formats, and objectives. In this article, we’ll delve into the disparities between a research proposal and a research paper, particularly in the context of seeking research proposal help.

Introduction to Research Proposal Help

Before we delve into the differences, it’s crucial to understand the concept of research proposal help. Research proposal help refers to the assistance provided to researchers in formulating, refining, and presenting their research proposals. It involves guidance on structuring the proposal, formulating research questions, conducting literature reviews, and articulating the significance and feasibility of the proposed research. Seeking research proposal help is common among novice researchers, graduate students, and even experienced scholars who may require feedback and support in developing their research proposals.

Research Proposal: Foundation for the Study

A research proposal serves as the foundation upon which a research project is built. It outlines the researcher’s proposed study, detailing the research questions, objectives, methodology, and significance of the research. Typically, a research proposal includes the following components:

A concise and descriptive title that encapsulates the essence of the proposed research.

Introduction:

An overview of the research topic, its relevance, and the research questions or objectives.

Literature Review:

A comprehensive review of existing literature relevant to the research topic, highlighting gaps, debates, and areas for further exploration.

Methodology:

A detailed explanation of the research design, including the research approach, data collection methods, sampling techniques, and data analysis procedures.

Significance and Contribution:

An explanation of the significance of the proposed research and its potential contribution to the field.

Timeline and Budget:

An estimation of the time required to complete the research and the budgetary considerations, if applicable.

References:

A list of sources cited in the proposal.

The primary purpose of a research proposal is to convince the intended audience, such as funding agencies, academic supervisors, or review committees, of the merit and feasibility of the research proposal help assignment . It provides a roadmap for the research endeavor, demonstrating the researcher’s preparedness and capability to undertake the study.

Research Paper: Reporting the Findings

In contrast, a research paper is the culmination of the research project, where the findings, analysis, and conclusions are presented in a structured format. Unlike a research proposal, which outlines the intended research, a research paper reports on the actual conduct and outcomes of the research. The key components of a research paper typically include:

A brief summary of the research objectives, methodology, findings, and conclusions.

An overview of the research topic, its significance, and the research questions or hypotheses.

A concise review of relevant literature to provide context for the study.

A detailed description of the research design, including the sampling strategy, data collection methods, and data analysis techniques.

Presentation of the research findings, often accompanied by tables, figures, or graphs for clarity.

Discussion:

Interpretation of the results in relation to the research questions, comparison with existing literature, and exploration of implications.

Conclusion:

Summary of the key findings, implications for theory and practice, and suggestions for future research.

A list of sources cited in the paper, following a specific citation style (e.g., APA, MLA, Chicago).

The primary purpose of a research paper is to disseminate the findings of the research study to the academic community and contribute to the existing body of knowledge. It undergoes peer review and publication in academic journals, conference proceedings, or scholarly books, thereby allowing other researchers to evaluate, replicate, and build upon the research findings.

Key Differences

While both research proposals and research papers are essential components of the research process, they differ in several key aspects:

A research proposal outlines the intended research project and seeks approval and funding, while a research paper reports on the actual conduct and outcomes of the research.

A research proposal includes components such as an introduction, literature review, methodology, and significance, whereas a research paper includes sections such as an abstract, introduction, methodology, results, discussion, and conclusion.

The audience for a research proposal is typically funding agencies, academic supervisors, or review committees, whereas the audience for a research paper is the broader academic community.

Research proposals often follow specific guidelines provided by funding agencies or academic institutions, while research papers adhere to the formatting requirements of academic journals or publishers.

In conclusion, while research proposals and research papers are both integral to the research process, they serve distinct purposes and have different structures, formats, and audiences. Understanding the differences between these two components is essential for researchers seeking to embark on a successful research endeavor. Whether you’re formulating a research proposal or preparing a research paper, seeking research proposal help can provide valuable guidance and support in navigating the complexities of the research process.

By grasping the disparities between a research proposal and a research paper, researchers can effectively articulate their research objectives, design robust studies, and contribute meaningfully to their respective fields of inquiry. Whether you’re at the initial stage of formulating a research proposal or nearing the completion of a research paper, leveraging research proposal help can enhance the quality and impact of your research endeavors.

Frequently Asked Questions:

1.what is a research proposal.

A research proposal is a detailed plan that outlines the proposed research project. It includes the research question, objectives, methodology, literature review, and potential outcomes.

2. What is a research paper?

A research paper is a document that presents the findings of a completed research project. It includes an introduction, literature review, methodology, results, discussion, and conclusion sections.

3. How are they different in terms of purpose?

The purpose of a research proposal is to outline the planned research project and gain approval or funding. On the other hand, the purpose of a research paper is to present the findings and conclusions of the completed research.

4. What are the key components of a research proposal?

Key components of a research proposal include the research question, objectives, methodology, literature review, timeline, and potential significance of the research.

5. What are the key components of a research paper?

Key components of a research paper include the introduction (with background information and research question), literature review, methodology, results, discussion (interpretation of results), and conclusion.

6. How do they differ in terms of length and depth?

A research proposal is typically shorter and less detailed compared to a research paper. It provides an overview of the planned research project. A research paper, on the other hand, is longer and goes into greater detail about the research methodology, findings, and analysis.

7. Do they require different writing styles?

Yes, they do. A research proposal requires a clear and concise writing style, focusing on outlining the research plan. A research paper requires a more formal and structured writing style, presenting the research findings and analysis in a coherent manner.

8. When are they typically written in the research process?

A research proposal is written before the research project begins, to outline the plan and seek approval or funding. A research paper is written after the research project is completed, to present the findings and conclusions.

9. Can a research proposal evolve into a research paper?

Yes, a research proposal can evolve into a research paper. The research proposal provides the initial framework for the research project, which is then carried out and documented in the research paper.

10. Do they both require citations and references?

Yes, both a research proposal and a research paper require citations and references to acknowledge the sources of information and support the arguments or findings presented.

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Writing a Research Proposal

  • Parts of a Research Proposal

Structure of a Research Proposal

Writing style.

  • Common Proposal Writing Mistakes
  • Proposal Writing Resources

Your research proposal should flow similarly to a research paper.  This is the general order of how content should be structured in a research proposal (McCombes, 2019):

  • Cover Page: Contains your project title, your name, your supervisor's name, program/department, institution or affiliation, and date.
  • Table of Contents: Outlines the contents of your entire proposal with respective page numbers.
  • Introduction: Contains background and context, a problem statement, research questions, and the rationale behind the study.
  • Literature review: Contains key concepts and theories that serve as the framework for your study as well as any gaps in research.
  • Research design and methods: Contains research objectives, method, and potential limitations
  • Implications: Explains how the study can be applied to the existing field of knowledge on the topic.
  • Reference list: A list of references used to write the proposal.
  • Research schedule: A timeline of research phases and how they will achieve the objective and meet deadlines.

In compliance with APA style, you can use these sections as headings for your document as well.  Using section headings makes information more organized for the reader and allows them to follow the author's thoughts more clearly.

Besides the contents of your proposal, you also need to pay attention to your writing style.  It is going to be different from other papers or documents you may have had to write in the past.  According to Academic Writer (n.d.), the following are some of the main elements of writing style.  These are important to making your proposal sound respectful and professional.

Instead of using common language, which is the type of language we use in normal conversations, you want to use the "language of research" or the "language of science."  This means that if a term has two meanings, you should only use the term for the meaning that is the most relevant to your research.  For example, if a chemist uses the word "element" in a proposal, they use it only in the context of its scientific definition.  This prevents the reader from getting confused throughout the document.  Avoid creating new terms in your proposal and be sure to clearly define unfamiliar words at the beginning of the proposal  (Locke et al., 2007).  Lastly, you also want to avoid using first person in your proposal ("I will...") as it does not demonstrate professionalism in writing.

The tone of your writing should be professional and serious.  In other words, use "academic voice" in your proposal writing.  Academic voice is meant to convey your thoughts and distinguish them from other authors (Robbins, 2016).  It is comprised of three elements ("What are the three elements," n.d.):

  • Making declarative statements
  • Avoiding casual language
  • Demonstrating authority

These elements make your academic writing unique from other writers and present your thoughts in a professional manner.

You want to ensure that your writing is precise so that readers have a clear understanding of your project.  Proposals should exclude excessive jargon (technical terms), slang, and abbreviations.  They should also make logical comparisons between ideas to prevent readers from getting confused or lost ("Academic Writer," n.d.).  Here are some general tips for ensuring clarity in your writing:

  • Using a term consistently throughout your paper (it refers to the same meaning throughout the document).
  • Do not use excessive jargon or technical terms, and make sure you define any new terms.
  • Draw comparisons between concepts to avoid ambiguity.  This requires using proper word choice and sentence structure.

Conciseness

  • Do not overuse passive voice
  • Describe things precisely and "to the point."
  • Assign one argument or idea per paragraph.
  • Locate areas in your document to break up text into different paragraphs.
  • Use a variety of sentence lengths.
  • Be mindful of how you use punctuation marks.  This includes commas, dashes, and hyphens.
  • Use transitional words (and, or, therefore, etc.)  to maintain flow.
  • Avoid using creative writing techniques, such as similes, metaphors, figurative language, and poetic devices.
  • Do not use contractions in your proposal (can't, don't, etc.).
  • Use words that reflect your involvement in research in your field.
  • When writing about people, use respectful language.
  • Use appropriate verb tenses to reflect series of events and timelines in your proposal.

For more in-depth content on writing style in academic writing, you can view quick guides and tutorials about scholarly writing on Academic Writer.  If you are new to using Academic Writer, we also have a database tutorial for new users.  The links to the database and tutorial are below.

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Compose papers in pre-formatted APA templates. Manage references in forms that help craft APA citations. Learn the rules of APA style through tutorials and practice quizzes.

Academic Writer will continue to use the 6th edition guidelines until August 2020. A preview of the 7th edition is available in the footer of the resource's site. Previously known as APA Style Central.

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  • v.60(9); 2016 Sep

How to write a research proposal?

Department of Anaesthesiology, Bangalore Medical College and Research Institute, Bengaluru, Karnataka, India

Devika Rani Duggappa

Writing the proposal of a research work in the present era is a challenging task due to the constantly evolving trends in the qualitative research design and the need to incorporate medical advances into the methodology. The proposal is a detailed plan or ‘blueprint’ for the intended study, and once it is completed, the research project should flow smoothly. Even today, many of the proposals at post-graduate evaluation committees and application proposals for funding are substandard. A search was conducted with keywords such as research proposal, writing proposal and qualitative using search engines, namely, PubMed and Google Scholar, and an attempt has been made to provide broad guidelines for writing a scientifically appropriate research proposal.

INTRODUCTION

A clean, well-thought-out proposal forms the backbone for the research itself and hence becomes the most important step in the process of conduct of research.[ 1 ] The objective of preparing a research proposal would be to obtain approvals from various committees including ethics committee [details under ‘Research methodology II’ section [ Table 1 ] in this issue of IJA) and to request for grants. However, there are very few universally accepted guidelines for preparation of a good quality research proposal. A search was performed with keywords such as research proposal, funding, qualitative and writing proposals using search engines, namely, PubMed, Google Scholar and Scopus.

Five ‘C’s while writing a literature review

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Object name is IJA-60-631-g001.jpg

BASIC REQUIREMENTS OF A RESEARCH PROPOSAL

A proposal needs to show how your work fits into what is already known about the topic and what new paradigm will it add to the literature, while specifying the question that the research will answer, establishing its significance, and the implications of the answer.[ 2 ] The proposal must be capable of convincing the evaluation committee about the credibility, achievability, practicality and reproducibility (repeatability) of the research design.[ 3 ] Four categories of audience with different expectations may be present in the evaluation committees, namely academic colleagues, policy-makers, practitioners and lay audiences who evaluate the research proposal. Tips for preparation of a good research proposal include; ‘be practical, be persuasive, make broader links, aim for crystal clarity and plan before you write’. A researcher must be balanced, with a realistic understanding of what can be achieved. Being persuasive implies that researcher must be able to convince other researchers, research funding agencies, educational institutions and supervisors that the research is worth getting approval. The aim of the researcher should be clearly stated in simple language that describes the research in a way that non-specialists can comprehend, without use of jargons. The proposal must not only demonstrate that it is based on an intelligent understanding of the existing literature but also show that the writer has thought about the time needed to conduct each stage of the research.[ 4 , 5 ]

CONTENTS OF A RESEARCH PROPOSAL

The contents or formats of a research proposal vary depending on the requirements of evaluation committee and are generally provided by the evaluation committee or the institution.

In general, a cover page should contain the (i) title of the proposal, (ii) name and affiliation of the researcher (principal investigator) and co-investigators, (iii) institutional affiliation (degree of the investigator and the name of institution where the study will be performed), details of contact such as phone numbers, E-mail id's and lines for signatures of investigators.

The main contents of the proposal may be presented under the following headings: (i) introduction, (ii) review of literature, (iii) aims and objectives, (iv) research design and methods, (v) ethical considerations, (vi) budget, (vii) appendices and (viii) citations.[ 4 ]

Introduction

It is also sometimes termed as ‘need for study’ or ‘abstract’. Introduction is an initial pitch of an idea; it sets the scene and puts the research in context.[ 6 ] The introduction should be designed to create interest in the reader about the topic and proposal. It should convey to the reader, what you want to do, what necessitates the study and your passion for the topic.[ 7 ] Some questions that can be used to assess the significance of the study are: (i) Who has an interest in the domain of inquiry? (ii) What do we already know about the topic? (iii) What has not been answered adequately in previous research and practice? (iv) How will this research add to knowledge, practice and policy in this area? Some of the evaluation committees, expect the last two questions, elaborated under a separate heading of ‘background and significance’.[ 8 ] Introduction should also contain the hypothesis behind the research design. If hypothesis cannot be constructed, the line of inquiry to be used in the research must be indicated.

Review of literature

It refers to all sources of scientific evidence pertaining to the topic in interest. In the present era of digitalisation and easy accessibility, there is an enormous amount of relevant data available, making it a challenge for the researcher to include all of it in his/her review.[ 9 ] It is crucial to structure this section intelligently so that the reader can grasp the argument related to your study in relation to that of other researchers, while still demonstrating to your readers that your work is original and innovative. It is preferable to summarise each article in a paragraph, highlighting the details pertinent to the topic of interest. The progression of review can move from the more general to the more focused studies, or a historical progression can be used to develop the story, without making it exhaustive.[ 1 ] Literature should include supporting data, disagreements and controversies. Five ‘C's may be kept in mind while writing a literature review[ 10 ] [ Table 1 ].

Aims and objectives

The research purpose (or goal or aim) gives a broad indication of what the researcher wishes to achieve in the research. The hypothesis to be tested can be the aim of the study. The objectives related to parameters or tools used to achieve the aim are generally categorised as primary and secondary objectives.

Research design and method

The objective here is to convince the reader that the overall research design and methods of analysis will correctly address the research problem and to impress upon the reader that the methodology/sources chosen are appropriate for the specific topic. It should be unmistakably tied to the specific aims of your study.

In this section, the methods and sources used to conduct the research must be discussed, including specific references to sites, databases, key texts or authors that will be indispensable to the project. There should be specific mention about the methodological approaches to be undertaken to gather information, about the techniques to be used to analyse it and about the tests of external validity to which researcher is committed.[ 10 , 11 ]

The components of this section include the following:[ 4 ]

Population and sample

Population refers to all the elements (individuals, objects or substances) that meet certain criteria for inclusion in a given universe,[ 12 ] and sample refers to subset of population which meets the inclusion criteria for enrolment into the study. The inclusion and exclusion criteria should be clearly defined. The details pertaining to sample size are discussed in the article “Sample size calculation: Basic priniciples” published in this issue of IJA.

Data collection

The researcher is expected to give a detailed account of the methodology adopted for collection of data, which include the time frame required for the research. The methodology should be tested for its validity and ensure that, in pursuit of achieving the results, the participant's life is not jeopardised. The author should anticipate and acknowledge any potential barrier and pitfall in carrying out the research design and explain plans to address them, thereby avoiding lacunae due to incomplete data collection. If the researcher is planning to acquire data through interviews or questionnaires, copy of the questions used for the same should be attached as an annexure with the proposal.

Rigor (soundness of the research)

This addresses the strength of the research with respect to its neutrality, consistency and applicability. Rigor must be reflected throughout the proposal.

It refers to the robustness of a research method against bias. The author should convey the measures taken to avoid bias, viz. blinding and randomisation, in an elaborate way, thus ensuring that the result obtained from the adopted method is purely as chance and not influenced by other confounding variables.

Consistency

Consistency considers whether the findings will be consistent if the inquiry was replicated with the same participants and in a similar context. This can be achieved by adopting standard and universally accepted methods and scales.

Applicability

Applicability refers to the degree to which the findings can be applied to different contexts and groups.[ 13 ]

Data analysis

This section deals with the reduction and reconstruction of data and its analysis including sample size calculation. The researcher is expected to explain the steps adopted for coding and sorting the data obtained. Various tests to be used to analyse the data for its robustness, significance should be clearly stated. Author should also mention the names of statistician and suitable software which will be used in due course of data analysis and their contribution to data analysis and sample calculation.[ 9 ]

Ethical considerations

Medical research introduces special moral and ethical problems that are not usually encountered by other researchers during data collection, and hence, the researcher should take special care in ensuring that ethical standards are met. Ethical considerations refer to the protection of the participants' rights (right to self-determination, right to privacy, right to autonomy and confidentiality, right to fair treatment and right to protection from discomfort and harm), obtaining informed consent and the institutional review process (ethical approval). The researcher needs to provide adequate information on each of these aspects.

Informed consent needs to be obtained from the participants (details discussed in further chapters), as well as the research site and the relevant authorities.

When the researcher prepares a research budget, he/she should predict and cost all aspects of the research and then add an additional allowance for unpredictable disasters, delays and rising costs. All items in the budget should be justified.

Appendices are documents that support the proposal and application. The appendices will be specific for each proposal but documents that are usually required include informed consent form, supporting documents, questionnaires, measurement tools and patient information of the study in layman's language.

As with any scholarly research paper, you must cite the sources you used in composing your proposal. Although the words ‘references and bibliography’ are different, they are used interchangeably. It refers to all references cited in the research proposal.

Successful, qualitative research proposals should communicate the researcher's knowledge of the field and method and convey the emergent nature of the qualitative design. The proposal should follow a discernible logic from the introduction to presentation of the appendices.

Financial support and sponsorship

Conflicts of interest.

There are no conflicts of interest.

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A research proposal differs in important respects from other forms of writing with which students are more familiar, such as an academic essay or a research paper.  Instead of trying to reach a minimum length (e.g., 7 pages or 2000 words), you must achieve discrete goals within a specified space constraint (e.g., 2 pages or 750 words).  Many students find this shift challenging, but the process of writing a proposal is essential for  organizing  your exciting ideas and  prioritizing  your next steps.

Defining your questions

While an essay or a research paper requires an overall argument and provides evidence to support it, a research proposal is organized around questions to which the author does not yet have answers.  A good research proposal  does  make an argument of a particular sort: its purpose is to convince readers that the questions are worth trying to answer and that the author has a concrete plan for doing so.

A good proposal and, by extension, a solid research agenda are organized around a central interpretive problem broken down into a series of smaller, more specific questions.  Even if you begin with a topic that just seems fascinating, you will find that you have lots of different kinds of questions about its historiography and history.  As you work toward a proposal, try to isolate and prioritize those questions:  Which questions do you most want to find the answers to?  Which questions can you realistically answer?  If they are not the same, how might you reconcile what you want  to find out with what you  can  find out through independent research?

As you work on a central question for your thesis, you also need to consider how you can explain to others why it is meaningful.  This is the universal “so what?”:  How will answers to your particular questions contribute to our collective knowledge?  How will your research help us better understand the subject?  While there are many ways of establishing the significance of a project, never assume that an uninitiated reader will find your topic inherently interesting.  You must hint at the broader implications of your research in order to win over a reader who does not necessarily know (or care) anything about your thesis topic.  The examples in “Learning from Model Proposals” exhibit various means of achieving this end.

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What is the difference between a "research plan" and a "research proposal"?

Online sources often use " research plan " and " research proposal " interchangeably.

Two months after getting accepted into a PhD program, I was asked to do a research plan. Is this the same as doing a research proposal?

  • research-proposal

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  • What does your advisor say? –  Bill Barth Commented Mar 11, 2015 at 12:15
  • I would say, a research proposal is what you would do applying for a PhD position or for funding to explain what you want to do, a research plan is what you would do to show you know where you a going with your research. –  skymningen Commented Mar 11, 2015 at 12:45
  • 2 Ask older students in your program. If it's a general requirement, then they must have done one as well, so they can tell you what to do. –  Wolfgang Bangerth Commented Mar 11, 2015 at 13:06
  • Even confined to only one term, each of them can be interpreted differently by different institutions. The best bet and ask for a style/format guide from the department, or consult previous students' submissions. –  Penguin_Knight Commented Mar 11, 2015 at 22:08

Neither a research plan nor a research proposal is a "super specific thing you need to know about".

A proposal, on any subject, generally includes things like objectives, background, potential challenges, and a vague schedule.

A plan often includes all of the above, in greater detail, as well as necessary resources, a specific schedule with milestones, and perhaps additional project specific elements (e.g. which programming languages you might use).

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is project proposal and research proposal the same

  • Key Differences

Know the Differences & Comparisons

Difference Between Research Proposal and Research Report

research-proposal-vs-research-report

On the other hand, a research report is the culmination of the research endeavour. It is a great way to explain the research work and its outcome to a group of people. It is the outcome of the study conducted at the time of the research process.

This article will help you understand the difference between research proposal and research report.

Content: Research Proposal Vs Research Report

Comparison chart.

Basis for ComparisonResearch ProposalResearch Report
MeaningResearch proposal refers to a brief and cogent synopsis of the proposed research in a written form.Research Report refers to a document that systematically, coherently and methodically presents the research work in a written form.
Written inFuture TensePast Tense
PreparationAt the beginning of the projectAfter the completion of the project
LengthShortComparatively long
Deals withProblem or topic to be investigated.Results of the completed research work.
DeterminesWhat will be researched, why the research is important and how the researched will be conducted?What is researched, what sources are used to collect data, how the data is collected, what are the findings, what are the recommendations for future research?
ChaptersIntroduction, Literature Review, Research MethodologyIntroduction, Literature Review, Research Methodology, Results, Interpretation and Analysis, Conclusion and Recommendation

Definition of Research Proposal

Research Proposal can be defined as the document prepared by the researcher so as to give a description of the research program in detail. It is typically a request for research funding, for the subject under study. In other words, a research proposal is a summary of the research process, with which the reader can get quick information regarding the research project.

The research proposal seeks final approval, for which it is submitted to the relevant authority. After the research proposal is submitted, it is being evaluated, considering a number of factors like the cost involved, potential impact, soundness of the plan to undertake the project.

It aims at presenting and justifying the need and importance to carry out the study, as well as to present the practical ways, of conducting the research. And for this, persuasive evidence should be provided in the research proposal, to highlight the necessity of the research.

Further, it must discuss the main issues and questions, which the researcher will address in the study. Along with that, it must highlight the fundamental area of the research study.

A research proposal can be prepared in a number of formats, which differs on the basis of their length. It contains an introduction, problem hypothesis, objectives, assumptions, methodology, justification and implication of the research project.

Definition of Research Report

Research Report can be defined as the document in which the researched and analysed data is organized and presented by the researcher in a systematic manner. It is a publication, comprising of the purpose, scope, hypothesis, methodology, findings, limitations, recommendations and conclusion of the research project.

Simply put, a research report is the record of the research process. It is one of the most important segments of the research, as the research work is said to be incomplete if the report is not prepared.

A research report is a document containing collected and considered facts, taken to provide succinct and comprehensible information to people.

Once the research process is over, the entire work is produced in a written material, which is called a research report . It covers the description of the research activities, in an elaborated manner. It contains Introduction, Literature Review, Methodology, Data Collection, Data Analysis, Discussion of Results and Findings, Bibliography and Appendices.

A research report acts as a method to record the research work and its outcome, for future reference.

Key Differences Between Research Proposal and Research Report

The difference between research proposal and research report is discussed as under:

  • A research proposal signifies a theoretical framework within which the research is carried out. In finer terms, a research proposal is a sketch for the collection, measurement and analysis of data. A research report implies a scientific write-up on the research findings, which is prepared in a specific format.
  • While the preparation of a research proposal is considered as the first step to research work, preparation of a research report is the final step to the research work.
  • A research proposal is prepared at the beginning of the project. In contrast, the research report is prepared after the completion of the project
  • A research proposal is written in the future tense, whereas the tense used in the research report is past tense, as well as it is written in the third person
  • The length of a research proposal is about 4-10 pages. On the contrary, the length of the research report is about 100 to 300 pages.
  • The research proposal is concerned with the problem or topic to be investigated. Conversely, the research report focuses on the results of the completed research work.
  • The research proposal determines what will be researched, the relevance of the research and the ways to conduct the researched. As against, the research report determines what is researched, sources of data collection, ways of data collection (i.e. survey, interview, or questionnaire), result and findings, recommendations for future research, etc.
  • Research Proposal includes three chapters i.e. Introduction, Literature Review, Research Methodology. Contrastingly, Research Report covers the following chapters – Introduction, Literature Review, Research Methodology, Results, Interpretation and Analysis, Conclusion and Recommendation.

Basically, a research proposal defines the planning stage of the research work, which is prepared in written format, to know its worth. On the other hand, the research report signifies the concluding stage of the research work.

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research method vs methodology

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well explained in a summarized way.

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  • Project management
  • Project planning
  • Proposal outline

What is a project proposal outline? Steps and best practices

Browse topics.

Every significant project begins with a proposal. But before you learn how to write a project proposal , you must master how to build an effective outline. 

To create a project proposal outline, start by understanding the project goal and scope , its key stakeholders, their concerns, and the project's anticipated benefits. This will help provide a framework for the outline.

This article explores the importance and key components of a project proposal outline, highlights best practices for creating a solid outline, and explains how to write one. Write your project proposal outline in Confluence for free.

Understanding a project proposal outline

A project proposal outline aims to clearly explain a project in a way that convinces readers to support it. An effective project proposal outline is essential to strategic planning and influences your company’s decision-making process . 

To create an effective project proposal outline, you must understand the stakeholders' primary goals and concerns. Draft your proposal outline to align with and address what those stakeholders care about and can expect from your project. 

That effort begins with the outline’s title, which should persuade your audience to continue reading the outline. This approach will result in a project proposal outline that engages and persuades participants, stakeholders, and influencers to support your project.

Types of proposals

There are multiple types of project proposals, including academic proposals, business proposals, project proposals, and research proposals. 

  • Academic proposals intend to gain support for creating a specific dissertation, research paper, or thesis. 
  • Business proposals aim to secure funding from investors, persuade clients to sign a contract or gain support for a project. 
  • Research proposals aim to gain resources and support for a specific research project. 
  • Project proposals intend to garner support for a particular project from colleagues, decision-makers, and stakeholders. 

The structure and components of each project proposal outline may vary depending on the type of proposal involved. Most of your proposals will likely be project management proposals, which aim to address a specific operational business need or pursue a specific business opportunity.

Components of a proposal outline

Every project proposal outline should include several key components. Use this project proposal format to write an effective outline: 

  • Title : Give your outline a title that captures the critical focus of your project. Don’t try to summarize the entire project; instead, provide a few words of incentive for people to continue reading the outline.
  • Executive summary : This succinct project proposal overview focuses on its goals, objectives, and anticipated outcomes. This should be no more than one to two short paragraphs.
  • Introduction : This section should cover the same grounds as the executive summary and provide more details centered on the content of the proposal outline. It should be brief and encourage further reading.
  • Problem statement : Include a brief, clear statement of the business problem or opportunity the proposed project intends to address.
  • Objectives : Provide details of the specific goals of the proposed project. Focus on stakeholder and company-wide benefits.
  • Methodology : Briefly describe how the proposed project will achieve its objectives. Give information on which roles and teams will be active participants, and list all stakeholders.
  • Budget : Detail the money, people, and other resources needed to complete the proposed project successfully. Where appropriate, include information about the source or sources of budgeted resources.
  • Timeline : Detail the planned schedule for all stages of the proposed project. Highlight any anticipated decision or inflection points.
  • Evaluation : Describe how you’ll evaluate the results and outcomes of the proposed project and what the next steps will be.
  • Conclusion : Summarize the key points and include a call to action requesting feedback and questions from readers.
  • Appendices : Add any appropriate supporting documents and links to online resources. Label each appendix and include a brief description of why you included it.

Steps to create a project proposal outline

Now that you have a usable structure, you can start creating your outline. Here’s a summary of the critical steps.

Conduct preliminary research

Start by researching your audience, their primary goals and concerns, and how your proposed project can align most closely with these. Gather information through surveys, interviews, and informal conversations to shape the structure and content of your proposal outline.

Take good notes and record conversations where possible, which will help ensure you capture all the valuable information your research unearths.

Structure the outline

Structure your outline by using your primary research and the list of components above. Organize information logically and create headings and subheadings for each section to help enhance readability. Focus on presenting your project proposal outline clearly and concisely.

Write the proposal outline

Once you have a structure in place, start writing. Draft each section in clear and professional language while incorporating terms familiar to or essential to your primary audience wherever appropriate. 

Review and revise each outline section to achieve maximum accuracy and completeness. If time and circumstances permit, try to get at least one or two members of your primary audience to review and comment on your outline before developing and sharing your final version.

Best practices for creating proposal outlines

When creating a project proposal outline, it’s crucial to keep your work concise, focused, and aligned with your goals and objectives (and those of your primary audience). Use familiar, comfortable language and include credible supporting data within the body of your outline or as appendices. Use consistent formatting and fonts to prevent visual disruption and focus your readers’ experience on the content of your outline.

Create effective project proposal outlines with Confluence

The right software can ease and speed up your entire project proposal creation process, including collaborative review and editing. This is where Confluence shines.

Confluence brings everyone together in a connected workspace to move projects forward. Teams can create, edit, and share project plans so everyone is on the same page. Every project, proposal, and outline can include multiple types of information, including action items, assignees, dates, tables, and more.  Confluence offers a range of available templates, including a project proposal template , to help you start quickly and efficiently. Explore the project poster template in Confluence, and use Confluence to write your project proposal outline for free .

Proposal outline: Frequently asked questions

Why is a proposal outline important.

A project proposal outline helps you organize your thoughts and ensure that you cover all critical points. It also makes the writing process more efficient and enables you to clearly communicate the proposal's objectives and methodology to reviewers and stakeholders. A solid project proposal outline can benefit all of your project management phases , including project planning .

Can you use the same proposal outline for different types of proposals?

You can use the same basic proposal outline structure for different types of proposals. Tailor each outline to fit the specific context and goals of each proposal and the needs and expectations of your primary audience and stakeholders. Primary research can help you select the best proposal type and structure for your specific outline.

What common mistakes should you avoid when creating a proposal outline?

Some common mistakes to avoid when creating a proposal outline include overloading the outline with information, unclear directions, or a lack of precision. Others include ignoring your primary audience's needs and expectations, lack of cohesion, and poor information flow.

Sticking closely to a well-crafted structure such as the one outlined in this article can help you avoid these and other pitfalls. Soliciting reviews and comments from select audience members and stakeholders while crafting your outline can help ensure that your final version resonates with and positively persuades your audience.

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Project poster template.

A collaborative one-pager that keeps your project team and stakeholders aligned

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What’s the difference between a research proposal and research protocol- -By Madison Hedrick

  • October 2020

Madison Hedrick at Artivion Inc

  • Artivion Inc

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Active funding opportunity

Nsf 24-573: epscor research infrastructure improvement-focused epscor collaborations program (rii-fec), program solicitation, document information, document history.

  • Posted: May 16, 2024
  • Replaces: NSF 22-633

Program Solicitation NSF 24-573



Office of Integrative Activities

Letter of Intent Due Date(s) (required) (due by 5 p.m. submitting organization's local time):

     December 17, 2024

     Third Tuesday in December, Annually Thereafter

Full Proposal Deadline(s) (due by 5 p.m. submitting organization's local time):

     January 28, 2025

     Fourth Tuesday in January, Annually Thereafter

Important Information And Revision Notes

  • Only jurisdictions that meet the EPSCoR eligibility criteria may submit proposals to the RII-FEC competition.
  • The EPSCoR Research Infrastructure Improvement Program: Track-2 (RII Track-2 FEC) has been renamed to the EPSCoR Research Infrastructure Improvement-Focused EPSCoR Collaboration Program (RII-FEC).
  • The focus area for the RII-FEC program will be announced via a biennial Dear Colleague Letter (DCL) found at this link: EPSCoR Program links.
  • Proposals may be submitted either as (i) a collaborative proposal from multiple organizations or (ii) a proposal from one organization with support for non-lead collaborating organizations requested as subawards.
An organization may only submit one proposal to the RII-FEC competition as lead. However, an organization may serve as a non-lead in a collaborative submission or as subawardee on any number of additional proposals.
For proposals from one organization with support for non-lead collaborating organizations requested as subawards, each submission must have at least one collaborator (specifically as Principal Investigator (PI) or co-PI) from each of the different EPSCoR jurisdictions.
An investigator may serve as PI or Co-PI on only one RII-FEC award at any given time. However, the investigator may serve as other Senior/Key Personnel on any number of RII-FEC submissions or awards.

Any proposal submitted in response to this solicitation should be submitted in accordance with the NSF Proposal & Award Policies & Procedures Guide (PAPPG) that is in effect for the relevant due date to which the proposal is being submitted. The NSF PAPPG is regularly revised and it is the responsibility of the proposer to ensure that the proposal meets the requirements specified in this solicitation and the applicable version of the PAPPG. Submitting a proposal prior to a specified deadline does not negate this requirement.

Summary Of Program Requirements

General information.

Program Title:

EPSCoR Research Infrastructure Improvement-Focused EPSCoR Collaborations Program (RII-FEC)
The Established Program to Stimulate Competitive Research (EPSCoR) is designed to fulfill the mandate of the National Science Foundation (NSF) to promote scientific progress nationwide. EPSCoR eligibility status is yearly updated and reported in the EPSCoR website (see EPSCoR eligibility ). Through this program, NSF establishes partnerships with government, higher education, and industry that are designed to affect sustainable improvements in a jurisdiction's research infrastructure, Research and Development (R&D) capacity, and hence, its R&D competitiveness. The RII-FEC program (formerly known as "EPSCoR Track-2 program") builds inter-jurisdictional collaborative teams of EPSCoR investigators in Science, Technology, Engineering, and Mathematics (STEM) focus areas consistent with the current National Science Foundation Strategic Plan . Projects are investigator-driven and must include researchers from at least two EPSCoR eligible jurisdictions with complementary expertise and resources necessary to address challenges, which neither party could address as well or as rapidly independently. RII-FEC projects have a comprehensive and integrated vision to drive discovery and build sustainable STEM capacity that exemplifies individual, institutional, geographic, and disciplinary diversity. The projects' STEM research and education activities seek to broaden participation through the strategic inclusion and integration of all individuals, institutions, and sectors. Additionally, EPSCoR recognizes that the development of early-career faculty from backgrounds that are traditionally underrepresented in STEM fields is critical to sustaining and advancing research capacity. The integration and inclusion of Minority-Serving Institutions (MSIs), women's colleges, Primarily Undergraduate Institutions (PUIs), and two-year colleges is a critical component of this sustainable STEM capacity.

Cognizant Program Officer(s):

Please note that the following information is current at the time of publishing. See program website for any updates to the points of contact.

  • Jose Colom-Ustariz, Program Director, NSF, telephone: (703) 292-7088, email: [email protected]
  • Lisa C. Cliggett, Program Director, NSF, telephone: (703) 292-2759, email: [email protected]
  • Hongmei Luo, Program Director, NSF, telephone: (703) 292-8867, email: [email protected]
  • Benjamin J. McCall, Program Director, NSF, telephone: (703) 292-7916, email: [email protected]
  • 47.041 --- Engineering
  • 47.049 --- Mathematical and Physical Sciences
  • 47.050 --- Geosciences
  • 47.070 --- Computer and Information Science and Engineering
  • 47.074 --- Biological Sciences
  • 47.075 --- Social Behavioral and Economic Sciences
  • 47.076 --- STEM Education
  • 47.079 --- Office of International Science and Engineering
  • 47.083 --- Office of Integrative Activities (OIA)
  • 47.084 --- NSF Technology, Innovation and Partnerships

Award Information

Anticipated Type of Award: Cooperative Agreement

Estimated Number of Awards: 12

Anticipated Funding Amount: $12,000,000 to $18,000,000

Estimated program budget, number of awards and average award size/duration are subject to the quality of proposals and availability of funds.

Eligibility Information

Who May Submit Proposals:

Proposals may only be submitted by the following: Institutions or organizations in jurisdictions that meet the EPSCoR eligibility criteria. Institutions of higher education (PhD-granting and non-PhD-granting), acting on behalf of their faculty members, that are accredited in and have a campus in the United States, its territories, or possessions. Distinct academic campuses (e.g., that award their own degrees, have independent administrative structures, admissions policies, alumni associations, etc.) within multi-campus systems qualify as separate submission-eligible organizations. Campuses that plan to submit a proposal through the Sponsored Projects Office of other campuses or organizations should contact NSF to discuss eligibility as early as possible and at least six weeks before submitting such a proposal. Not-for-profit, non-degree-granting domestic U.S. organizations, acting on behalf of their employees, that include (but are not limited to) independent museums and science centers, observatories, research laboratories, professional societies, and similar organizations that are directly associated with the Nation's research or educational activities. These organizations must have an independent, permanent administrative organization (e.g., an office of sponsored research) located in the United States, its territories, or possessions, and have 501(c)(3) tax status. Tribal Governments with the governing body of any Indian or Alaska Native tribe, band, nation, pueblo, village, or community that the Secretary of the Interior acknowledges to exist as an Indian tribe under the Federally Recognized Indian Tribe List Act of 1994 (25 U.S.C. 479a, et seq.) or Indigenous communities that are not recognized by the Federally Recognized Indian Tribe List Act of 1994 (25 U.S.C. 479a, et seq.). It is encouraged that the lead institution/organization or at least one collaborative partner be an institution from one of the categories below: Emerging Research Institutions as defined in 42 §USC 18901 as institutions of higher education with an established undergraduate or graduate program that have less than $50,000,000 in Federal research expenditures; Minority-serving institutions, as defined by the U.S. Department of Education; Primarily Undergraduate Institutions (PUIs), including two-year colleges, that award associate degrees, bachelor's degrees, and/or master's degrees in NSF-supported fields, but have awarded 20 or fewer Ph.D./D.Sci. degrees in all NSF-supported fields during the combined previous two academic years; Institutions of higher education that are dedicated to serving students with disabilities, as listed in Table 1, page 5, of NSF's 2008 Broadening Participation report ( https://nsf-gov-resources.nsf.gov/2022-03/nsf_frameworkforaction_0808.pdf ); Degree-granting women's colleges, as listed in the U.S. Department of Education Digest of Education Statistics ( https://nces.ed.gov/programs/digest/d21/tables/dt21_312.30.asp ). Proposals may be submitted either as a collaborative from multiple organizations or one organization with support for collaborators requested as subawards.

Who May Serve as PI:

Principal Investigators of proposed RII-FEC projects must be affiliated with and employed by eligible organizations in EPSCoR jurisdictions. Each EPSCoR jurisdiction participating in a proposed project must be represented by a PI or at least one co-PI. The PI and co-PIs must all have research expertise relevant to the research being proposed. PIs and Co-PIs on current RII-FEC (previously known as NSF EPSCoR RII Track-2 FEC) awards with end dates (including any No Cost Extensions) after October 31 of the year of submission are not eligible to submit proposals as a PI or Co-PI. However, an individual may serve as senior personnel on any number of RII-FEC proposals or awards.

Limit on Number of Proposals per Organization: 1

Limit on Number of Proposals per PI or co-PI: 1

Proposal Preparation and Submission Instructions

A. proposal preparation instructions.

  • Letters of Intent: Submission of Letters of Intent is required. Please see the full text of this solicitation for further information.
  • Preliminary Proposal Submission: Not required
  • Full Proposals submitted via Research.gov: NSF Proposal and Award Policies and Procedures Guide (PAPPG) guidelines apply. The complete text of the PAPPG is available electronically on the NSF website at: https://www.nsf.gov/publications/pub_summ.jsp?ods_key=pappg .
  • Full Proposals submitted via Grants.gov: NSF Grants.gov Application Guide: A Guide for the Preparation and Submission of NSF Applications via Grants.gov guidelines apply (Note: The NSF Grants.gov Application Guide is available on the Grants.gov website and on the NSF website at: https://www.nsf.gov/publications/pub_summ.jsp?ods_key=grantsgovguide ).

B. Budgetary Information

C. due dates, proposal review information criteria.

Merit Review Criteria:

National Science Board approved criteria. Additional merit review criteria apply. Please see the full text of this solicitation for further information.

Award Administration Information

Award Conditions:

Standard NSF award conditions apply.

Reporting Requirements:

Additional reporting requirements apply. Please see the full text of this solicitation for further information.

I. Introduction

A. EPSCoR Mission and Goals

The mission of EPSCoR is to enhance the research competitiveness of targeted jurisdictions (states, territories, and commonwealths) by strengthening STEM capacity and capability through a diverse portfolio of investments from talent development to local infrastructure. Through its programmatic goals, EPSCoR seeks to:

  • Catalyze the development of research capabilities and the creation of new knowledge that expands jurisdictions' contributions to scientific discovery, innovation, learning, and knowledge-based prosperity;
  • Establish sustainable STEM education, training, and professional development pathways that advance jurisdiction-identified research areas and workforce development;
  • Broaden direct participation of diverse individuals, institutions, and organizations in the project's science and engineering research and education initiatives;
  • Effect sustainable engagement of project participants and partners, the jurisdiction, the national research community, and the general public through data-sharing, communication, outreach, and dissemination; and
  • Impact research, education, and economic development beyond the project at academic, government, and private sector levels.

B. Criteria for Eligibility to Participate in the RII-FEC

Eligibility to take part in this competition is based on the current table of EPSCoR eligible jurisdictions (see EPSCoR eligibility ). Only eligible organizations in EPSCoR eligible jurisdictions may take part in this competition.

C. RII-FEC Program

Well-designed collaborative strategies are essential to EPSCoR's goal of enhancing the competitive position of research and research-based education in science and engineering. This approach can help overcome impediments posed by limited infrastructure or human capital within a single jurisdiction and can enable broad engagement at the frontiers of discovery and innovation in science and engineering.

This RII-FEC solicitation responds directly to national studies and community input, including the National Science Foundation Strategic Plan , Envisioning the Future of NSF EPSCoR report, and the CHIPS and Science Act . RII-FEC seeks to build nationally and internationally competitive collaborative teams of EPSCoR investigators by providing a mechanism to coalesce investigator expertise into a critical mass for a sustained, effective research and education partnership in NSF priority areas.

EPSCoR support of a proposed research infrastructure improvement activity should not duplicate other available federal, jurisdictional, or organizational resources and should add significant value to increasing scientific competitiveness at the national or regional level.

II. Program Description

The primary driver for RII-FEC investments is the need to build STEM-driven, inter-jurisdictional research collaborations with the potential to be nationally and internationally competitive. The Project Description should include a strong rationale for the collaboration and demonstrate that the partnership is designed to facilitate discovery and innovation in the focus area (detailed in the published biennial Dear Colleague Letter), which neither party could address as well, or as rapidly, alone. RII-FEC projects are unique in their integration of researchers into collaborative teams across EPSCoR jurisdictions, and must develop a diverse, well-prepared, STEM-enabled workforce necessary to sustain research competitiveness.

For NSF EPSCoR to achieve this vision, requires not only advancing the frontiers of science, engineering, and education but also ensuring that U.S. research is an inclusive enterprise that harnesses the talent of all sectors of American society a research enterprise that incorporates the rich demographic and geographic diversity of the nation.

Therefore, the recruitment and/or development of early-career faculty as well as groups at all levels of this project who are traditionally underrepresented in STEM fields, including postdoctoral researchers, undergraduates, graduate students, and K-12 students, are critical in achieving this goal and must be an integral component of the proposed project.

Over the long term, RII-FEC investments are expected to result in sustained improvements in research competitiveness, enabling EPSCoR investigators to successfully pursue significant opportunities of national and international importance in science and engineering research and education. It is expected that previous NSF and other federal agency investments will be leveraged and translated into advancing the understanding of the focus area. All proposals must clearly indicate the intended social impact, demonstrating how the project will benefit the community in the involved jurisdiction(s). Non-EPSCoR and international collaborations may be included, but no EPSCoR funds should be directed to these organizations

Central to the success of the proposal is a clear demonstration that the collaboration is well-positioned to produce outcomes that cannot be obtained through the efforts of a team in a single jurisdiction working alone. The proposal must clearly identify the roles and contributions of each partner in the project, the anticipated increases in research capacity and competitiveness, the projected workforce development and educational plan and outcomes, and the benefits to the jurisdictions, the Nation, and society. It is expected that these collaborations be balanced, with participating jurisdictions each contributing to and benefiting from projects at levels that are appropriate to their capabilities.

To ensure maximum impact of available programmatic funds, requests for RII-FEC funding must:

  • Add significantly to the research capacity of the participating jurisdictions in the focus area;
  • Contribute to the advancement of research and innovation in the focus area;
  • Illustrate how the participating jurisdictions' research capacities will be positively impacted by the collaborative effort;
  • Outline clear plans for the recruitment and/or development of the full spectrum of diverse talent in STEM as early-career faculty;
  • Engage the full diversity of the participating jurisdictions' resources including two- and four-year colleges, Minority-Serving Institutions, and local and state industries in STEM workforce development;
  • Include social and economic expertise to understand and assess the societal implications of the focus area, as detailed in the published biennial Dear Colleague Letter (DCL); and
  • Present a sustainability plan for obtaining subsequent, sustained non-EPSCoR funding from federal, jurisdictional, or private sector sources.

RII-FEC proposals are expected to be STEM-driven collaborations and the PI and co-PIs should all be active researchers in the research topic(s) of the proposal. Proposals should clearly explain how the proposed research, education, and workforce development activities will create or increase the capacity for the jurisdictions involved to participate in continued research. Proposals must include a timetable or strategic plan for achieving those goals, and/or a logic model with a clearly articulated theory of change that identifies appropriate indicators of progress towards the desired outcomes.

The RII-FEC focus area will be announced biennially through a DCL, found at this link: EPSCoR Program links .

Broadening Impact

EPSCoR's mission of enhancing the research competitiveness of targeted jurisdictions by strengthening STEM capacity and capability aligns with RII-FEC goals to "broaden the participation of diverse groups and institutions in STEM." By leveraging current and previous NSF substantial investments, as well as investments from other federal agencies, proposed projects are expected to create a significant and collective impact on targeted jurisdictions. Proposals submitted for RII-FEC competition could leverage already documented outcomes from any project(s) related to previous investments across multiple jurisdictions and collectively bring those outcomes together to address new opportunities that impact communities within the targeted jurisdiction(s). As a result, these projects are expected to create or establish a solid pathway towards benefiting and positively impacting the jurisdictions in concert with a diverse STEM workforce.

Proposals must demonstrate understanding of societal impacts of the research problem by incorporating relevant community members, organizations and social scientists during project development, planning, and project design. By ensuring appropriate community engagement throughout the project lifecycle, RII-FEC projects will be better positioned to have positive societal impacts in their jurisdictions and beyond. These positive societal impacts may include community empowerment through collaborative problem solving for affected communities, training for community members in project related activities, and development of innovative educational plans, among others. It is expected that project teams will implement activities that build scientific knowledge, grow the scale of impact, and ground the research agenda with attention to societal implications. Additionally, proposals should include a vision for how the project will be sustained, and a description of plans for technology transfer and/or innovation, if applicable.

Workforce Development

To address the anticipated needs of the future workforce, projects should develop strong educational programs in the proposed research areas that can be implemented across institutions of higher learning in participating jurisdictions and directly contribute to building a skilled workforce in areas associated with the project focus. Additionally, STEM talent must be cultivated in populations traditionally underrepresented in STEM for jurisdictions to keep pace with changing workforce needs. Accordingly, proposals should include a strong commitment to building a diverse workforce. Involvement and mentoring of early-career faculty is required and a detailed mentoring plan that leverages national best practices for STEM mentoring is expected. More information on NSF's commitment to broadening participation can be found in NSF's Strategic Plan.

III. Award Information

Up to 12 awards for a total funding of $18,000,000 are anticipated, pending the availability of funds. The maximum RII-FEC award amount is based on the number of eligible jurisdictions participating in the project. If organizations from two eligible EPSCoR jurisdictions collaborate on a proposal, the award amount may not exceed $4 million for up to four years. If organizations from three or more eligible EPSCoR jurisdictions collaborate on a proposal, the award amount may not exceed $6 million for up to four years. The program budget, number of awards, and average award size/duration are subject to the quality of proposals and availability of funds.

IV. Eligibility Information

Additional Eligibility Info:

V. Proposal Preparation And Submission Instructions

Letters of Intent (required) :

A Letter of Intent (LOI) must be submitted by the Authorized Organizational Representative (AOR) of the submitting organization by the applicable LOI due date. Proposals received that are not preceded by an LOI from the AOR of the submitting organization will be returned without review.

The LOI contains "Synopsis" and "Other Comments" text data fields. LOIs should use these fields to describe, in as much detail as possible, the research to be addressed by the proposal. LOIs will be used solely in preparation for merit review. LOIs will not be seen by reviewers or used in any manner to judge the merit of the proposed research. Due to the space limitations, it is in the proposer's best interest to provide information on the proposed research topics only and to avoid providing extraneous information such as prior accomplishments, motivation for the research, information on the qualifications of the project participants, etc. However, the LOI should indicate EPSCoR jurisdictions and institutions and/or organizations participating in the project.

A list of science/research keywords should be entered under the "Research Keywords" entry to assist EPSCoR staff in preparing for proposal review.

Letter of Intent Preparation Instructions :

When submitting a Letter of Intent through Research.gov in response to this Program Solicitation please note the conditions outlined below:

  • Submission by an Authorized Organizational Representative (AOR) is required when submitting Letters of Intent.
  • A Minimum of 0 and Maximum of 4 Other Senior Project Personnel are permitted
  • A Minimum of 0 and Maximum of 99 Other Participating Organizations are permitted
  • Research Keywords are required when submitting Letters of Intent
  • Submission of multiple Letters of Intent is not permitted

Full Proposal Preparation Instructions : Proposers may opt to submit proposals in response to this Program Solicitation via Research.gov or Grants.gov.

  • Full Proposals submitted via Research.gov: Proposals submitted in response to this program solicitation should be prepared and submitted in accordance with the general guidelines contained in the NSF Proposal and Award Policies and Procedures Guide (PAPPG). The complete text of the PAPPG is available electronically on the NSF website at: https://www.nsf.gov/publications/pub_summ.jsp?ods_key=pappg . Paper copies of the PAPPG may be obtained from the NSF Publications Clearinghouse, telephone (703) 292-8134 or by e-mail from [email protected] . The Prepare New Proposal setup will prompt you for the program solicitation number.
  • Full proposals submitted via Grants.gov: Proposals submitted in response to this program solicitation via Grants.gov should be prepared and submitted in accordance with the NSF Grants.gov Application Guide: A Guide for the Preparation and Submission of NSF Applications via Grants.gov . The complete text of the NSF Grants.gov Application Guide is available on the Grants.gov website and on the NSF website at: ( https://www.nsf.gov/publications/pub_summ.jsp?ods_key=grantsgovguide ). To obtain copies of the Application Guide and Application Forms Package, click on the Apply tab on the Grants.gov site, then click on the Apply Step 1: Download a Grant Application Package and Application Instructions link and enter the funding opportunity number, (the program solicitation number without the NSF prefix) and press the Download Package button. Paper copies of the Grants.gov Application Guide also may be obtained from the NSF Publications Clearinghouse, telephone (703) 292-8134 or by e-mail from [email protected] .

In determining which method to utilize in the electronic preparation and submission of the proposal, please note the following:

Collaborative Proposals. All collaborative proposals submitted as separate submissions from multiple organizations must be submitted via Research.gov. PAPPG Chapter II.E.3 provides additional information on collaborative proposals.

See PAPPG Chapter II.D.2 for guidance on the required sections of a full research proposal submitted to NSF. Please note that the proposal preparation instructions provided in this program solicitation may deviate from the PAPPG instructions.

The following instructions are specific to proposals submitted to the RII-FEC competition and supplement the NSF PAPPG and NSF Grants.gov Application Guide:

RII-FEC proposals may only be submitted by organizations in the eligible EPSCoR jurisdictions listed in Section IV of this solicitation. An organization may only serve as lead on one proposal, either as the lead on a single proposal with subawards, or as the lead on a set of separately submitted collaborative proposals.

Proposal Set-Up: Select "Prepare New Full Proposal" in Research.gov. Search for and select this solicitation title in Step One of the Full Proposal wizards. In the proposal details section, select "Single proposal (with or without subawards)" or "Separately submitted a collaborative proposal". The project title must begin with "FEC:" and follow with an informative title in the topic area.

1. Senior/Key Personnel.

The lead PI must be a researcher from the submitting jurisdiction and all other participating jurisdictions should have at least one individual designated as PI or co-PI on the proposal.

2. Project Summary (1 page maximum).

In accordance with the guidance in the PAPPG, the Project Summary must include three separate sections labeled Overview, Intellectual Merit, and Broader Impacts. In the Overview section, briefly describe the collaborating organizations; the vision and goals of the collaboration; a statement of the objectives and methods to be employed; expected impacts of the proposed activities; and plans for sustaining collaborations and impacts beyond the award period. At the end of the Broader Impacts section, indicate the Letter of Intent (LOI) number, and the NSF Directorate(s), Division(s), and Program(s) that most closely align with the proposal's research focus.

3. Project Description (20 pages maximum).

This section should present the proposed activities in a clear, compelling way and describe how the activities for which NSF support is being requested will lead to sustainable impacts. In addition to the requirements contained in the NSF PAPPG, the Project Description must articulate clear plans for elements described below.

The Project Description may not exceed 20 pages, including text, as well as any graphic or illustrative materials. Maximum page limitations also apply to specific subsections of the Project Description. Note that if the maximum page limit for each subsection is used, the total number of pages will exceed the maximum allowed for the Project Description. Proposals that exceed the page limitations or that do not contain all items described below will be returned without review.

In addition to the separate section labeled Broader Impacts required by the PAPPG, the Project Description must contain the following subsections:

3.1 Status and Overview (2 pages maximum).

Describe the motivation and rationale for establishing the collaboration, and how the proposed project addresses the identified focus area for this competition.

3.2 Results from Relevant Prior Support (2 pages maximum).

Describe results from relevant prior NSF support and other prior federal or other investments of the PIs and co-PIs in the last five years. This section should include a description of the activities and impacts of previous awards, including major accomplishments in both intellectual merit and broader impacts

3.3 Research, Collaboration, and Workforce Development (18 pages maximum).

This section of the proposal should provide a concise description of the long-term research and education goals and intellectual focus in sufficient detail to enable their scientific merit and broader impacts to be assessed. The proposal must present the proposed research in the context of other efforts in the field (with appropriate references), state the major challenges and how they will be addressed, and comment on the novelty and/or originality of the proposed approach. In addition to providing explicit evidence for the intellectual merit and broader impacts of the research and education activities, this section should:

  • Identify the faculty-level participants and estimate the numbers of postdoctoral, graduate, and undergraduate research participants. Briefly outline the resources (available and planned) to accomplish the research goals.
  • Establish the means of developing a coordinated, collaborative approach involving investigators across different organizations, jurisdictions, and disciplines. Describe interactions with other groups and organizations among the jurisdictions, and at the national and international levels, as appropriate. The research and education program description must demonstrate how the collaboration will advance research, education, and workforce development. The narrative should demonstrate how the collaboration's activities would advance the frontiers of knowledge and future research competitiveness of the participating jurisdictions in the proposed research areas.
  • Provide relevant baseline data regarding any of the research, education, workforce development, or other project targets and goals. For example, in cases where quantitative goals or targets are proposed, baseline data regarding the current situation or past performance should be given.

3.3.1 Inter-jurisdictional Collaborations and Partnerships.

Interdisciplinary collaborative research brings with it the challenge of developing productive high-performing research teams involving multiple researchers from different organizations and disciplinary expertise. This section must clearly present the rationale for the composition of the teams, a description of the leadership structure, and the context for establishing the collaboration. The research expertise of the PIs and co-PIs must be explained in the context of the proposed research activities. Coordination and synergy among the collaborators should be summarized and the role of each of the faculty-level investigators should be clearly defined. Mechanisms that foster collaboration across the teams, such as all-hands meetings, and risk-mitigation strategies should be described. The compelling ways in which the project leadership plans to coordinate the activities into a cohesive project should be presented, with well-articulated goals and strategies to achieve them.

This section must include a specific discussion of how the collaborative effort will positively impact each participating jurisdiction and its respective target population, including methodologies and metrics for measuring success. Proposals should also explain how each participating jurisdiction will contribute to and benefit from the proposed collaboration in a meaningful and distinct way.

3.3.2 Sustainability of the Team.

A detailed plan for long-term sustainability of the proposed activities and infrastructure (physical, cyber, and human) beyond the lifespan of the project is required. Plans should clearly delineate what the expected research impacts will be on the jurisdiction(s) involved and how they could holistically tie into affecting populations of the jurisdiction(s) involved. The plan must provide realistic, annual metrics to assess the short and long-term economic impacts of this project. This could include realistic timelines for new submissions of proposals to NSF and other federal and state programs by the project team in the focus area topic, or industry and state partnerships that lead to alternative pathways to sustainability. The plan should also include how proposed new faculty hires, if any, will be supported beyond the award period.

3.3.3 Workforce Development.

The scope of RII-FEC activities must include STEM workforce development activities that are integrated with the research and education components of the project and contribute to the preparation of a diverse, new cadre of skilled researchers, innovators, and educators who represent the diversity of the nation.

The workforce development plan must include explicit efforts for the recruitment and/or development of early-career faculty in the project's research activities. It should also describe in detail the mechanisms to attract and mentor these individuals, to enable their development and success as educators and researchers, and their specific contributions to achieving the project's goals in the focus area. For this solicitation, early-career faculty are defined as those who are employed as assistant professors in tenure track (or equivalent) positions, or research assistant professors at the time of submission of the proposal, or who are hired into such a position during the award period.

The research and educational training for postdoctoral, graduate, and undergraduate trainees should be designed to develop a workforce that is able to integrate as appropriate and impact the jurisdiction within the chosen topic of the project. This should provide them with skills to work easily across disciplinary and other perceived boundaries and to interface with stakeholders such as academia, industry, government, and the general public. This can include the involvement of K-12, two-year, and four-year colleges, with the intent to develop an inclusive workforce appropriate to populate new niches that are created through the project's activities. In particular, the proposed program should present an implementation strategy, informed by national best practices for building research competencies, and research mentoring. The implementation strategy should include an initial baseline assessment, clearly articulated goals, milestones, and timelines.

3.3.4 Evaluation and Assessment Plan (2 pages maximum).

An independent external evaluator must provide annual evaluation and assessment of the project. In addition, quantitative collection is required as part of the centralized project output data collection (see below) and should be used in concert with any additional quantitative or qualitative data collected by the required independent evaluator.

The Evaluation and Assessment plan should be an integral part of the project design to aid in the identification of outcomes and impacts of the project's goals and objectives as well as a tool for providing effective feedback to the management team through an independent evaluator. Evaluation plans should include strategies for formative and summative assessments, including goals, metrics, and milestones. The plan must include metrics for the strength of the collaboration and workforce development, including submission of collaborative proposals and associated awards, collaborative publications, progression of early-career faculty, innovations, research results, longitudinal tracking of undergraduates, graduate students, and post-docs, and it should document how the collaborative efforts evolve over time.

In addition to the project-specific evaluation, all RII-FEC awardees will also be required to participate in a centralized project outcomes data-collection activity coordinated by EPSCoR and carried out by its designated entity. This activity is intended to facilitate standardized, accurate metrics tracking across projects and to complement the projects' individual evaluation and assessment efforts.

3.4 Management and Implementation Plan (2 pages maximum).

Proposals must include a comprehensive plan for the project's management, including the roles and responsibilities of key personnel, how the PI and Co-PIs plan to communicate and coordinate with each other and the project team, how the centralized project output data-collection will be integrated into their evaluation mechanisms as described above, and how the project administrative requirements will be managed across all areas. The plan should describe the responsibilities of any administrative staff expected to support the project on a full or part-time basis.

4. Budget and Budget Justification .

See Section V.B. below for information and guidance.

5. Facilities, Equipment, and Other Resources.

In accordance with the guidance contained in the NSF PAPPG, provide a description of relevant available facilities, equipment, and other resources relevant to the project for each EPSCoR jurisdiction in the collaboration.

6. Senior/Key Personnel Documents

In accordance with the guidance contained in the NSF PAPPG, the following documents must be provided for each individual designated as senior/key personnel on the project:

  • Biographical Sketch(es)
  • Current and Pending (Other) Support
  • Collaborators & Other Affiliations Information
  • Synergistic Activities

It is permitted to include biographical sketches for any named collaborators ("Other Personnel") whose expertise is crucial to the success of the project, including the independent evaluator(s). If doing so, these biographical sketches must be uploaded in the Other Personnel Biographical Information section in Research.gov and they must conform to NSF guidelines for biographical sketches. Do not include biographical sketches for members of External Advisory Committees or Boards.

7. Other Supplementary Documents (in addition to those required by the NSF PAPPG)

List of Participants. Provide a list of participating senior/key personnel (faculty level and equivalent) by name, organization, and departmental affiliation. Specify the role of each participant (i.e. PI, Co-PI, Senior/Key Personnel, Other Personnel; etc.) in the list.

List of all organizations and companies involved in the project (including location). Specify the role of the organization (i.e., lead, non-lead, subawardee, etc.) in the list.

Up to a maximum of five Letters of Collaboration of two pages or less from other partners or jurisdictional officials may be included to support commitment that will be relied upon beyond the collaboration among the core partners.

Cost Sharing:

Inclusion of voluntary committed cost sharing is prohibited.

Other Budgetary Limitations:

  • Funding requests can be for durations of up to 4 years. The maximum allowed RII-FEC award amount depends on the number of participating EPSCoR jurisdictions. If organizations from two eligible EPSCoR jurisdictions collaborate on a proposal, the total award amount may not exceed $4 million for up to 4 years. If organizations from three or more eligible EPSCoR jurisdictions collaborate on a proposal, the total award amount may not exceed $6 million for up to 4 years.
  • Budgets should include sufficient funding for participation in annual jurisdictional and regional EPSCoR conferences, the annual EPSCoR PI/PD meeting, the EPSCoR National Conference, and for one RII-FEC kickoff meeting for all PIs and all co-PIs at the NSF Headquarters in Year 1 only.
  • RII-FEC projects are expected to host or facilitate project-wide meetings (virtual, hybrid, and/or in-person) such as EPSCoR all-hands workshops and/or science symposia which include support for student (undergraduate and graduate as appropriate) participants of the RII-FEC project.
  • If the proposal is being submitted as a "Submission of a collaborative proposal from one organization," budgets for participating organizations must be included as subawards to the budget of the submitting organization. Only the budget of the submitting organization (lead) may include subawards (i.e., no subawards may appear in the budgets of subawardee organizations). Each subaward must include a separate budget justification of no more than five pages.
  • If the proposal is being submitted as a "Submission of a collaborative proposal from multiple organizations," follow the instructions in PAPPG Chapter II.E.3 regarding budget submissions.
  • Organizations or institutions submitting proposal budgets with Subawards must be able to verify that the lead organization has established a system to monitor the subawards issued on Federally-sponsored projects and that appropriate agreements are in place with sub-recipients.
  • Subawards to organizations in non-EPSCoR jurisdictions are not allowed.
  • Financial compensation for any independent evaluator(s) involved in the project must be included in the budget of the submitting organization under Consultant Services. No other form of financial compensation for external evaluation services is allowed.
  • Proposal budgets must comply with the guidance in 2 CFR 200 and the current PAPPG. Proposing entities are cautioned to ensure that all costs proposed are allowable (allocable, reasonable, and necessary), especially those costs associated with Participant Support. Costs typically considered to be for entertainment, incentive, or promotional purposes should be sufficiently detailed in the budget justification to support the programmatic relevance and need. In general, costs for entertainment, amusement, and advertising/promotional purposes are unallowable and may not be requested. However, among EPSCoR's programmatic goals are emphasis on establishing STEM development pathways and broadening participation of diverse groups in STEM, which can include "Bridge" programs designed to prepare high school students for the transition to college. This may include entertainment, amusement, and/or promotional costs related to STEM enrichment activities covering a range of possible career paths or activities focusing on cohort-building and maintaining a healthy work-life balance. These categories of activities are consistent with the overall program goal of preparing students for the difficult high school to college transition. This may include residential programs for minor students whose supervisory requirements may require different choices than would be appropriate for adult students. When costs typically considered as entertainment, amusement, and promotion are necessary to accomplish the proposed objectives, they must be included in the budget and justified in the budget justification.

Proposals with budgets that depart from these instructions will be considered not responsive and may be returned without review.

D. Research.gov/Grants.gov Requirements

For Proposals Submitted Via Research.gov:

To prepare and submit a proposal via Research.gov, see detailed technical instructions available at: https://www.research.gov/research-portal/appmanager/base/desktop?_nfpb=true&_pageLabel=research_node_display&_nodePath=/researchGov/Service/Desktop/ProposalPreparationandSubmission.html . For Research.gov user support, call the Research.gov Help Desk at 1-800-381-1532 or e-mail [email protected] . The Research.gov Help Desk answers general technical questions related to the use of the Research.gov system. Specific questions related to this program solicitation should be referred to the NSF program staff contact(s) listed in Section VIII of this funding opportunity.

For Proposals Submitted Via Grants.gov:

Before using Grants.gov for the first time, each organization must register to create an institutional profile. Once registered, the applicant's organization can then apply for any federal grant on the Grants.gov website. Comprehensive information about using Grants.gov is available on the Grants.gov Applicant Resources webpage: https://www.grants.gov/applicants . In addition, the NSF Grants.gov Application Guide (see link in Section V.A) provides instructions regarding the technical preparation of proposals via Grants.gov. For Grants.gov user support, contact the Grants.gov Contact Center at 1-800-518-4726 or by email: [email protected] . The Grants.gov Contact Center answers general technical questions related to the use of Grants.gov. Specific questions related to this program solicitation should be referred to the NSF program staff contact(s) listed in Section VIII of this solicitation. Submitting the Proposal: Once all documents have been completed, the Authorized Organizational Representative (AOR) must submit the application to Grants.gov and verify the desired funding opportunity and agency to which the application is submitted. The AOR must then sign and submit the application to Grants.gov. The completed application will be transferred to Research.gov for further processing. The NSF Grants.gov Proposal Processing in Research.gov informational page provides submission guidance to applicants and links to helpful resources including the NSF Grants.gov Application Guide , Grants.gov Proposal Processing in Research.gov how-to guide , and Grants.gov Submitted Proposals Frequently Asked Questions . Grants.gov proposals must pass all NSF pre-check and post-check validations in order to be accepted by Research.gov at NSF. When submitting via Grants.gov, NSF strongly recommends applicants initiate proposal submission at least five business days in advance of a deadline to allow adequate time to address NSF compliance errors and resubmissions by 5:00 p.m. submitting organization's local time on the deadline. Please note that some errors cannot be corrected in Grants.gov. Once a proposal passes pre-checks but fails any post-check, an applicant can only correct and submit the in-progress proposal in Research.gov.

Proposers that submitted via Research.gov may use Research.gov to verify the status of their submission to NSF. For proposers that submitted via Grants.gov, until an application has been received and validated by NSF, the Authorized Organizational Representative may check the status of an application on Grants.gov. After proposers have received an e-mail notification from NSF, Research.gov should be used to check the status of an application.

VI. NSF Proposal Processing And Review Procedures

Proposals received by NSF are assigned to the appropriate NSF program for acknowledgement and, if they meet NSF requirements, for review. All proposals are carefully reviewed by a scientist, engineer, or educator serving as an NSF Program Officer, and usually by three to ten other persons outside NSF either as ad hoc reviewers, panelists, or both, who are experts in the particular fields represented by the proposal. These reviewers are selected by Program Officers charged with oversight of the review process. Proposers are invited to suggest names of persons they believe are especially well qualified to review the proposal and/or persons they would prefer not review the proposal. These suggestions may serve as one source in the reviewer selection process at the Program Officer's discretion. Submission of such names, however, is optional. Care is taken to ensure that reviewers have no conflicts of interest with the proposal. In addition, Program Officers may obtain comments from site visits before recommending final action on proposals. Senior NSF staff further review recommendations for awards. A flowchart that depicts the entire NSF proposal and award process (and associated timeline) is included in PAPPG Exhibit III-1.

A comprehensive description of the Foundation's merit review process is available on the NSF website at: https://www.nsf.gov/bfa/dias/policy/merit_review/ .

Proposers should also be aware of core strategies that are essential to the fulfillment of NSF's mission, as articulated in Leading the World in Discovery and Innovation, STEM Talent Development and the Delivery of Benefits from Research - NSF Strategic Plan for Fiscal Years (FY) 2022 - 2026 . These strategies are integrated in the program planning and implementation process, of which proposal review is one part. NSF's mission is particularly well-implemented through the integration of research and education and broadening participation in NSF programs, projects, and activities.

One of the strategic objectives in support of NSF's mission is to foster integration of research and education through the programs, projects, and activities it supports at academic and research institutions. These institutions must recruit, train, and prepare a diverse STEM workforce to advance the frontiers of science and participate in the U.S. technology-based economy. NSF's contribution to the national innovation ecosystem is to provide cutting-edge research under the guidance of the Nation's most creative scientists and engineers. NSF also supports development of a strong science, technology, engineering, and mathematics (STEM) workforce by investing in building the knowledge that informs improvements in STEM teaching and learning.

NSF's mission calls for the broadening of opportunities and expanding participation of groups, institutions, and geographic regions that are underrepresented in STEM disciplines, which is essential to the health and vitality of science and engineering. NSF is committed to this principle of diversity and deems it central to the programs, projects, and activities it considers and supports.

A. Merit Review Principles and Criteria

The National Science Foundation strives to invest in a robust and diverse portfolio of projects that creates new knowledge and enables breakthroughs in understanding across all areas of science and engineering research and education. To identify which projects to support, NSF relies on a merit review process that incorporates consideration of both the technical aspects of a proposed project and its potential to contribute more broadly to advancing NSF's mission "to promote the progress of science; to advance the national health, prosperity, and welfare; to secure the national defense; and for other purposes." NSF makes every effort to conduct a fair, competitive, transparent merit review process for the selection of projects.

1. Merit Review Principles

These principles are to be given due diligence by PIs and organizations when preparing proposals and managing projects, by reviewers when reading and evaluating proposals, and by NSF program staff when determining whether or not to recommend proposals for funding and while overseeing awards. Given that NSF is the primary federal agency charged with nurturing and supporting excellence in basic research and education, the following three principles apply:

  • All NSF projects should be of the highest quality and have the potential to advance, if not transform, the frontiers of knowledge.
  • NSF projects, in the aggregate, should contribute more broadly to achieving societal goals. These "Broader Impacts" may be accomplished through the research itself, through activities that are directly related to specific research projects, or through activities that are supported by, but are complementary to, the project. The project activities may be based on previously established and/or innovative methods and approaches, but in either case must be well justified.
  • Meaningful assessment and evaluation of NSF funded projects should be based on appropriate metrics, keeping in mind the likely correlation between the effect of broader impacts and the resources provided to implement projects. If the size of the activity is limited, evaluation of that activity in isolation is not likely to be meaningful. Thus, assessing the effectiveness of these activities may best be done at a higher, more aggregated, level than the individual project.

With respect to the third principle, even if assessment of Broader Impacts outcomes for particular projects is done at an aggregated level, PIs are expected to be accountable for carrying out the activities described in the funded project. Thus, individual projects should include clearly stated goals, specific descriptions of the activities that the PI intends to do, and a plan in place to document the outputs of those activities.

These three merit review principles provide the basis for the merit review criteria, as well as a context within which the users of the criteria can better understand their intent.

2. Merit Review Criteria

All NSF proposals are evaluated through use of the two National Science Board approved merit review criteria. In some instances, however, NSF will employ additional criteria as required to highlight the specific objectives of certain programs and activities.

The two merit review criteria are listed below. Both criteria are to be given full consideration during the review and decision-making processes; each criterion is necessary but neither, by itself, is sufficient. Therefore, proposers must fully address both criteria. (PAPPG Chapter II.D.2.d(i). contains additional information for use by proposers in development of the Project Description section of the proposal). Reviewers are strongly encouraged to review the criteria, including PAPPG Chapter II.D.2.d(i), prior to the review of a proposal.

When evaluating NSF proposals, reviewers will be asked to consider what the proposers want to do, why they want to do it, how they plan to do it, how they will know if they succeed, and what benefits could accrue if the project is successful. These issues apply both to the technical aspects of the proposal and the way in which the project may make broader contributions. To that end, reviewers will be asked to evaluate all proposals against two criteria:

  • Intellectual Merit: The Intellectual Merit criterion encompasses the potential to advance knowledge; and
  • Broader Impacts: The Broader Impacts criterion encompasses the potential to benefit society and contribute to the achievement of specific, desired societal outcomes.

The following elements should be considered in the review for both criteria:

  • Advance knowledge and understanding within its own field or across different fields (Intellectual Merit); and
  • Benefit society or advance desired societal outcomes (Broader Impacts)?
  • To what extent do the proposed activities suggest and explore creative, original, or potentially transformative concepts?
  • Is the plan for carrying out the proposed activities well-reasoned, well-organized, and based on a sound rationale? Does the plan incorporate a mechanism to assess success?
  • How well qualified is the individual, team, or organization to conduct the proposed activities?
  • Are there adequate resources available to the PI (either at the home organization or through collaborations) to carry out the proposed activities?

Broader impacts may be accomplished through the research itself, through the activities that are directly related to specific research projects, or through activities that are supported by, but are complementary to, the project. NSF values the advancement of scientific knowledge and activities that contribute to achievement of societally relevant outcomes. Such outcomes include, but are not limited to: full participation of women, persons with disabilities, and other underrepresented groups in science, technology, engineering, and mathematics (STEM); improved STEM education and educator development at any level; increased public scientific literacy and public engagement with science and technology; improved well-being of individuals in society; development of a diverse, globally competitive STEM workforce; increased partnerships between academia, industry, and others; improved national security; increased economic competitiveness of the United States; and enhanced infrastructure for research and education.

Proposers are reminded that reviewers will also be asked to review the Data Management and Sharing Plan and the Mentoring Plan, as appropriate.

Additional Solicitation Specific Review Criteria

Reviewers for the FEC competition will also consider the following specific review criteria:

Research Capacity – What is the potential impact of the project on enhancing STEM research competitiveness and developing STEM research capacity and infrastructure in the jurisdictions (including physical, cyber, and human resources)?

Workforce Development – How will the recruitment and development of early-career faculty and postdoctoral, graduate, and undergraduate trainees contribute to the preparation of a full spectrum of diverse, new cadre of skilled researchers, innovators, and educators able to work across boundaries and interface with stakeholders in areas associated with the project focus?

Inter-jurisdictional Collaboration – Is there a balanced, sustainable, collaborative effort of activities such that each jurisdiction is contributing to and benefiting from the project at an appropriate level?

Integration of Project Elements – How well developed is the integration of, and synergy between, the research, education, workforce development, sustainability, project coordination, and evaluation elements of the project?

B. Review and Selection Process

Proposals submitted in response to this program solicitation will be reviewed by Ad hoc Review and/or Panel Review.

Reviewers will be asked to evaluate proposals using two National Science Board approved merit review criteria and, if applicable, additional program specific criteria. A summary rating and accompanying narrative will generally be completed and submitted by each reviewer and/or panel. The Program Officer assigned to manage the proposal's review will consider the advice of reviewers and will formulate a recommendation.

After scientific, technical and programmatic review and consideration of appropriate factors, the NSF Program Officer recommends to the cognizant Division Director whether the proposal should be declined or recommended for award. NSF strives to be able to tell proposers whether their proposals have been declined or recommended for funding within six months. Large or particularly complex proposals or proposals from new recipients may require additional review and processing time. The time interval begins on the deadline or target date, or receipt date, whichever is later. The interval ends when the Division Director acts upon the Program Officer's recommendation.

After programmatic approval has been obtained, the proposals recommended for funding will be forwarded to the Division of Grants and Agreements or the Division of Acquisition and Cooperative Support for review of business, financial, and policy implications. After an administrative review has occurred, Grants and Agreements Officers perform the processing and issuance of a grant or other agreement. Proposers are cautioned that only a Grants and Agreements Officer may make commitments, obligations or awards on behalf of NSF or authorize the expenditure of funds. No commitment on the part of NSF should be inferred from technical or budgetary discussions with a NSF Program Officer. A Principal Investigator or organization that makes financial or personnel commitments in the absence of a grant or cooperative agreement signed by the NSF Grants and Agreements Officer does so at their own risk.

Once an award or declination decision has been made, Principal Investigators are provided feedback about their proposals. In all cases, reviews are treated as confidential documents. Verbatim copies of reviews, excluding the names of the reviewers or any reviewer-identifying information, are sent to the Principal Investigator/Project Director by the Program Officer. In addition, the proposer will receive an explanation of the decision to award or decline funding.

VII. Award Administration Information

A. notification of the award.

Notification of the award is made to the submitting organization by an NSF Grants and Agreements Officer. Organizations whose proposals are declined will be advised as promptly as possible by the cognizant NSF Program administering the program. Verbatim copies of reviews, not including the identity of the reviewer, will be provided automatically to the Principal Investigator. (See Section VI.B. for additional information on the review process.)

B. Award Conditions

An NSF award consists of: (1) the award notice, which includes any special provisions applicable to the award and any numbered amendments thereto; (2) the budget, which indicates the amounts, by categories of expense, on which NSF has based its support (or otherwise communicates any specific approvals or disapprovals of proposed expenditures); (3) the proposal referenced in the award notice; (4) the applicable award conditions, such as Grant General Conditions (GC-1)*; or Research Terms and Conditions* and (5) any announcement or other NSF issuance that may be incorporated by reference in the award notice. Cooperative agreements also are administered in accordance with NSF Cooperative Agreement Financial and Administrative Terms and Conditions (CA-FATC) and the applicable Programmatic Terms and Conditions. NSF awards are electronically signed by an NSF Grants and Agreements Officer and transmitted electronically to the organization via e-mail.

*These documents may be accessed electronically on NSF's Website at https://www.nsf.gov/awards/managing/award_conditions.jsp?org=NSF . Paper copies may be obtained from the NSF Publications Clearinghouse, telephone (703) 292-8134 or by e-mail from [email protected] .

More comprehensive information on NSF Award Conditions and other important information on the administration of NSF awards is contained in the NSF Proposal & Award Policies & Procedures Guide (PAPPG) Chapter VII, available electronically on the NSF Website at https://www.nsf.gov/publications/pub_summ.jsp?ods_key=pappg .

Administrative and National Policy Requirements

Build America, Buy America

As expressed in Executive Order 14005, Ensuring the Future is Made in All of America by All of America’s Workers (86 FR 7475), it is the policy of the executive branch to use terms and conditions of Federal financial assistance awards to maximize, consistent with law, the use of goods, products, and materials produced in, and services offered in, the United States.

Consistent with the requirements of the Build America, Buy America Act (Pub. L. 117-58, Division G, Title IX, Subtitle A, November 15, 2021), no funding made available through this funding opportunity may be obligated for an award unless all iron, steel, manufactured products, and construction materials used in the project are produced in the United States. For additional information, visit NSF's Build America, Buy America webpage.

TBD - Programmatic Terms and Conditions:

Programmatic Terms and Conditions, if applicable, are outcomes of the proposal specific merit review process.

TBD - Financial and Administrative Terms and Conditions:

EPSCoR funds must be expended within EPSCoR jurisdictions.

C. Reporting Requirements

For all multi-year grants (including both standard and continuing grants), the Principal Investigator must submit an annual project report to the cognizant Program Officer no later than 90 days prior to the end of the current budget period. (Some programs or awards require submission of more frequent project reports). No later than 120 days following expiration of a grant, the PI also is required to submit a final annual project report, and a project outcomes report for the general public.

Failure to provide the required annual or final annual project reports, or the project outcomes report, will delay NSF review and processing of any future funding increments as well as any pending proposals for all identified PIs and co-PIs on a given award. PIs should examine the formats of the required reports in advance to assure availability of required data.

PIs are required to use NSF's electronic project-reporting system, available through Research.gov, for preparation and submission of annual and final annual project reports. Such reports provide information on accomplishments, project participants (individual and organizational), publications, and other specific products and impacts of the project. Submission of the report via Research.gov constitutes certification by the PI that the contents of the report are accurate and complete. The project outcomes report also must be prepared and submitted using Research.gov. This report serves as a brief summary, prepared specifically for the public, of the nature and outcomes of the project. This report will be posted on the NSF website exactly as it is submitted by the PI.

More comprehensive information on NSF Reporting Requirements and other important information on the administration of NSF awards is contained in the NSF Proposal & Award Policies & Procedures Guide (PAPPG) Chapter VII, available electronically on the NSF Website at https://www.nsf.gov/publications/pub_summ.jsp?ods_key=pappg .

The annual and final annual project reports must include identification of numbers of women and members of other underrepresented groups in faculty and staff positions and as participants in the activities funded by the award.

VIII. Agency Contacts

Please note that the program contact information is current at the time of publishing. See program website for any updates to the points of contact.

General inquiries regarding this program should be made to:

For questions related to the use of NSF systems contact:

For questions relating to Grants.gov contact:

  • Grants.gov Contact Center: If the Authorized Organizational Representatives (AOR) has not received a confirmation message from Grants.gov within 48 hours of submission of application, please contact via telephone: 1-800-518-4726; e-mail: [email protected] .

IX. Other Information

The NSF website provides the most comprehensive source of information on NSF Directorates (including contact information), programs and funding opportunities. Use of this website by potential proposers is strongly encouraged. In addition, "NSF Update" is an information-delivery system designed to keep potential proposers and other interested parties apprised of new NSF funding opportunities and publications, important changes in proposal and award policies and procedures, and upcoming NSF Grants Conferences . Subscribers are informed through e-mail or the user's Web browser each time new publications are issued that match their identified interests. "NSF Update" also is available on NSF's website .

Grants.gov provides an additional electronic capability to search for Federal government-wide grant opportunities. NSF funding opportunities may be accessed via this mechanism. Further information on Grants.gov may be obtained at https://www.grants.gov .

About The National Science Foundation

The National Science Foundation (NSF) is an independent Federal agency created by the National Science Foundation Act of 1950, as amended (42 USC 1861-75). The Act states the purpose of the NSF is "to promote the progress of science; [and] to advance the national health, prosperity, and welfare by supporting research and education in all fields of science and engineering."

NSF funds research and education in most fields of science and engineering. It does this through grants and cooperative agreements to more than 2,000 colleges, universities, K-12 school systems, businesses, informal science organizations and other research organizations throughout the US. The Foundation accounts for about one-fourth of Federal support to academic institutions for basic research.

NSF receives approximately 55,000 proposals each year for research, education and training projects, of which approximately 11,000 are funded. In addition, the Foundation receives several thousand applications for graduate and postdoctoral fellowships. The agency operates no laboratories itself but does support National Research Centers, user facilities, certain oceanographic vessels and Arctic and Antarctic research stations. The Foundation also supports cooperative research between universities and industry, US participation in international scientific and engineering efforts, and educational activities at every academic level.

Facilitation Awards for Scientists and Engineers with Disabilities (FASED) provide funding for special assistance or equipment to enable persons with disabilities to work on NSF-supported projects. See the NSF Proposal & Award Policies & Procedures Guide Chapter II.F.7 for instructions regarding preparation of these types of proposals.

The National Science Foundation has Telephonic Device for the Deaf (TDD) and Federal Information Relay Service (FIRS) capabilities that enable individuals with hearing impairments to communicate with the Foundation about NSF programs, employment or general information. TDD may be accessed at (703) 292-5090 and (800) 281-8749, FIRS at (800) 877-8339.

The National Science Foundation Information Center may be reached at (703) 292-5111.

The National Science Foundation promotes and advances scientific progress in the United States by competitively awarding grants and cooperative agreements for research and education in the sciences, mathematics, and engineering.

To get the latest information about program deadlines, to download copies of NSF publications, and to access abstracts of awards, visit the NSF Website at

2415 Eisenhower Avenue, Alexandria, VA 22314

(NSF Information Center)

(703) 292-5111

(703) 292-5090

 

Send an e-mail to:

or telephone:

(703) 292-8134

(703) 292-5111

Privacy Act And Public Burden Statements

The information requested on proposal forms and project reports is solicited under the authority of the National Science Foundation Act of 1950, as amended. The information on proposal forms will be used in connection with the selection of qualified proposals; and project reports submitted by proposers will be used for program evaluation and reporting within the Executive Branch and to Congress. The information requested may be disclosed to qualified reviewers and staff assistants as part of the proposal review process; to proposer institutions/grantees to provide or obtain data regarding the proposal review process, award decisions, or the administration of awards; to government contractors, experts, volunteers and researchers and educators as necessary to complete assigned work; to other government agencies or other entities needing information regarding proposers or nominees as part of a joint application review process, or in order to coordinate programs or policy; and to another Federal agency, court, or party in a court or Federal administrative proceeding if the government is a party. Information about Principal Investigators may be added to the Reviewer file and used to select potential candidates to serve as peer reviewers or advisory committee members. See System of Record Notices , NSF-50 , "Principal Investigator/Proposal File and Associated Records," and NSF-51 , "Reviewer/Proposal File and Associated Records." Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of receiving an award.

An agency may not conduct or sponsor, and a person is not required to respond to, an information collection unless it displays a valid Office of Management and Budget (OMB) control number. The OMB control number for this collection is 3145-0058. Public reporting burden for this collection of information is estimated to average 120 hours per response, including the time for reviewing instructions. Send comments regarding the burden estimate and any other aspect of this collection of information, including suggestions for reducing this burden, to:

Suzanne H. Plimpton Reports Clearance Officer Policy Office, Division of Institution and Award Support Office of Budget, Finance, and Award Management National Science Foundation Alexandria, VA 22314

National Science Foundation

COMMENTS

  1. How to Write a Research Proposal

    Research proposal examples. Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We've included a few for you below. Example research proposal #1: "A Conceptual Framework for Scheduling Constraint Management".

  2. Academic Research Proposal and Project Proposal Differences

    The research paper proposal relates to a more serious academic field, whereas projects are mainly assigned in schools and don't have the scientific significance the research paper could have. First, however, we must mention that the project proposal must be written to get the necessary funding. The difference in academic levels presupposes that ...

  3. What Is A Research Proposal? Examples

    As you write up your research proposal, remember the all-important core purpose: to convince. Your research proposal needs to sell your study in terms of suitability and viability. So, focus on crafting a convincing narrative to ensure a strong proposal. At the same time, pay close attention to your university's requirements.

  4. How to Write a Research Proposal: (with Examples & Templates)

    Research Proposal Example Here is a research proposal sample template (with examples) from the University of Rochester Medical Center. 4 The sections in all research proposals are essentially the same although different terminology and other specific sections may be used depending on the subject. Structure of a Research Proposal

  5. Writing a Scientific Research Project Proposal

    Abstract: This is a brief (300-500 words) summary that includes the research question, your rationale for the study, and any applicable hypothesis. You should also include a brief description of your methodology, including procedures, samples, instruments, etc. Introduction: The opening paragraph of your research proposal is, perhaps, the most ...

  6. How to Write a Research Proposal

    Research proposals, like all other kinds of academic writing, are written in a formal, objective tone. Keep in mind that being concise is a key component of academic writing; formal does not mean flowery. Adhere to the structure outlined above. Your reader knows how a research proposal is supposed to read and expects it to fit this template.

  7. How To Write A Research Proposal

    Here is an explanation of each step: 1. Title and Abstract. Choose a concise and descriptive title that reflects the essence of your research. Write an abstract summarizing your research question, objectives, methodology, and expected outcomes. It should provide a brief overview of your proposal. 2.

  8. Research Proposal

    Academic Research Proposal. This is the most common type of research proposal, which is prepared by students, scholars, or researchers to seek approval and funding for an academic research project. It includes all the essential components mentioned earlier, such as the introduction, literature review, methodology, and expected outcomes.

  9. How to write a research proposal

    2. Introduction. The introduction is crucial to your research proposal as it is your first opportunity to hook the reader in.A good introduction section will introduce your project and its relevance to the field of study. You'll want to use this space to demonstrate that you have carefully thought about how to present your project as interesting, original, and important research.

  10. The Ultimate Research Proposal Writing Checklist

    Research Proposal Checklist. The simplest way to ensure that your research proposal ticks the necessary academic boxes and gets your study approved.. Rating: 4.9 out of 5 Downloads: 5000 +

  11. How to Write a Research Proposal in 2024: Structure, Examples & Common

    A quality example of a research proposal shows one's above-average analytical skills, including the ability to coherently synthesize ideas and integrate lateral and vertical thinking. Communication skills. The proposal also demonstrates your proficiency to communicate your thoughts in concise and precise language.

  12. How to write a research proposal

    Useful tips for writing a research proposal. Maintain a focus in your proposal: Your research proposal should be clear and concise, outlining your research idea and its benefits to your chosen field of study, in a way that the reader can clearly understand. Remember, your proposal is just the starting point and an outline and does not need to ...

  13. What's the difference between a research plan and a research proposal?

    The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a ...

  14. Research Statement Vs Research Proposal

    Key Differences Between Research Statements and Research Proposals. Now that we've looked at each document separately, let's compare them side by side to highlight the main differences: Scope. Research Statement: Broad overview of your entire research career and interests. Research Proposal: Focused on a specific project or study.

  15. Writing a Research Proposal

    The forms and procedures for such research are defined by the field of study, so guidelines for research proposals are generally more exacting and less formal than a project proposal. Research proposals contain extensive literature reviews and must provide persuasive evidence that there is a need for the research study being proposed.

  16. What is the Difference Between Research and Project

    The main difference between research and project is that research is the systematic investigation and study of materials and sources to establish facts and reach new conclusions, while a project is a specific and finite activity that gives a measurable and observable result under preset requirements.. Both research and projects use a systematic approach.

  17. Understanding the Difference between a Research Proposal and a Research

    A research proposal outlines the intended research project and seeks approval and funding, while a research paper reports on the actual conduct and outcomes of the research. Content:

  18. Writing a Research Proposal

    Your research proposal should flow similarly to a research paper. This is the general order of how content should be structured in a research proposal (McCombes, 2019): Cover Page: Contains your project title, your name, your supervisor's name, program/department, institution or affiliation, and date.

  19. Research proposal

    A research proposal is a document proposing a research project, generally in the sciences or academia, and generally constitutes a request for sponsorship of that research. [1] Proposals are evaluated on the cost and potential impact of the proposed research, and on the soundness of the proposed plan for carrying it out. [2] Research proposals generally address several key points: [3]

  20. How to write a research proposal?

    A proposal needs to show how your work fits into what is already known about the topic and what new paradigm will it add to the literature, while specifying the question that the research will answer, establishing its significance, and the implications of the answer. [2] The proposal must be capable of convincing the evaluation committee about ...

  21. How is writing a proposal different from writing a paper for class? (B

    A research proposal differs in important respects from other forms of writing with which students are more familiar, such as an academic essay or a research paper. Instead of trying to reach a minimum length (e.g., 7 pages or 2000 words), you must achieve discrete goals within a specified space constraint (e.g., 2 pages or 750 words).

  22. What is the difference between a "research plan" and a "research proposal"?

    Online sources often use "research plan" and "research proposal" interchangeably. ... I was asked to do a research plan. Is this the same as doing a research proposal? phd; research-proposal; Share. ... as well as necessary resources, a specific schedule with milestones, and perhaps additional project specific elements (e.g. which programming ...

  23. Difference Between Research Proposal and Research Report

    A research proposal is prepared at the beginning of the project. In contrast, the research report is prepared after the completion of the project. The length of a research proposal is about 4-10 pages. On the contrary, the length of the research report is about 100 to 300 pages.

  24. What is a project proposal outline? Steps and best practices

    A project proposal outline aims to clearly explain a project in a way that convinces readers to support it. An effective project proposal outline is essential to strategic planning and influences your company's decision-making process. To create an effective project proposal outline, you must understand the stakeholders' primary goals and ...

  25. (PDF) What's the difference between a research proposal and research

    A research proposal, which should be as brief as possible, describes an idea for a project, emphasizes the research question the project would help to answer, and the how and why of the project.

  26. NSF 23-596: Discovery Research PreK-12 (DRK-12)

    C. DRK-12 Research Project Types. Under each Strand (Teaching and Learning), the program welcomes a range of research project types. ... The sharing of data from Impact studies should allow for others to reproduce the results when conducting the same or similar analyses, which should be addressed in the Data Management Plan of the proposal ...

  27. Faculty Early Career Development Program (CAREER)

    All proposals must be submitted in accordance with the requirements specified in this funding opportunity and in the NSF Proposal & Award Policies & Procedures Guide (PAPPG) that is in effect for the relevant due date to which the proposal is being submitted. It is the responsibility of the proposer to ensure that the proposal meets these ...

  28. NSF 24-573: EPSCoR Research Infrastructure Improvement-Focused EPSCoR

    Proposals must include a comprehensive plan for the project's management, including the roles and responsibilities of key personnel, how the PI and Co-PIs plan to communicate and coordinate with each other and the project team, how the centralized project output data-collection will be integrated into their evaluation mechanisms as described ...